Regulatory Operations

Job Description:

Support the regulatory operations team in ensuring compliance with industry regulations and internal policies.

Monitor and maintain regulatory filings, licenses, and documentation to meet statutory requirements.

Assist in preparing reports, audits, and correspondence for regulatory authorities.

Collaborate with cross-functional teams to implement compliance processes and operational controls.

Identify regulatory risks and provide recommendations for process improvements.

Maintain accurate records of regulatory activities and updates.

Requirements:

• Bachelor’s degree in Finance, Business, Law, or a related field.
• Previous experience in regulatory compliance, operations, or financial services is preferred.
• Strong understanding of regulatory frameworks and compliance requirements.
• Excellent organizational, analytical, and problem-solving skills.
• Proficiency in Microsoft Office Suite and familiarity with regulatory management tools.
• Attention to detail and ability to manage multiple tasks under deadlines.

Benefits:

• Competitive salary and performance-based incentives.
• Opportunities for professional development and regulatory certifications.
• Exposure to cross-functional compliance and operational processes.
• Supportive and collaborative work environment.
• Flexible or hybrid working arrangements.