What are the responsibilities and job description for the Trading and Operations - Analyst position at iCapital?
About The Role
iCapital is looking for an Analyst to join the Structured Investments Distribution team to focus on operations and assist the Trading department. This role will support the Trading department within the Structured Investments Distribution team with order entry, security set up, resolving trade breaks, and month-end closeouts. This role will work closely with cross-functional team members, vendors, and clients.
Responsibilities
The base salary range for this role is $65,000 to $75,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).
We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.
For additional information on iCapital, please visit https://www.icapitalnetwork.com/about-us Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc | Awards Disclaimer: https://www.icapitalnetwork.com/about-us/recognition/
iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
iCapital is looking for an Analyst to join the Structured Investments Distribution team to focus on operations and assist the Trading department. This role will support the Trading department within the Structured Investments Distribution team with order entry, security set up, resolving trade breaks, and month-end closeouts. This role will work closely with cross-functional team members, vendors, and clients.
Responsibilities
- Work with trading partners to resolve trade breaks and DKs.
- Send offering documents to RBC to have securities set up internally.
- Assist with opening new accounts at RBC and in Bloomberg.
- Enter orders into iCapital Exchange.
- Assist with month-end calendar closeouts.
- Confirm orders with RIAs, broker dealers, and issuers to ensure order accuracy.
- Run trades in Bloomberg using TOMs.
- Monitor TRACE reports and work with trading partners to correct any trades that are unmatched.
- Bachelor’s degree in finance or economics
- Series 7 and 63 licenses or must obtain licenses within 4 months of hire date
- Operational or trading experience is preferred
- Strong organizational skills and solid attention to detail
- Strong verbal, written, and interpersonal communication skills
- Proficient with Microsoft Suite (i.e. PowerPoint and Excel)
- Able to escalate and communicate effectively
- Able to work independently and take initiative
The base salary range for this role is $65,000 to $75,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).
We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.
For additional information on iCapital, please visit https://www.icapitalnetwork.com/about-us Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc | Awards Disclaimer: https://www.icapitalnetwork.com/about-us/recognition/
iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Salary : $65,000 - $75,000