What are the responsibilities and job description for the Director of Risk Management position at HW3?
We are partnered with a leading global financial institution seeking a Director of Risk Management to join its U.S. team, focused on regulatory reporting and stress testing governance.
This individual will play a critical role in leading the end-to-end production of key regulatory submissions (FR Y-14A / Q, with a focus on Schedule L), while building out scalable reporting infrastructure and governance frameworks across a complex banking environment.
Key Responsibilities:
- Own end-to-end production of FR Y-14A and FR Y-14Q submissions, with a focus on Schedule L
- Design and implement robust regulatory reporting frameworks, including data sourcing, controls, and documentation
- Build scalable processes and operating models for regulatory reporting production
- Partner with Technology to enhance systems, automation, and data pipelines
- Establish governance around data validation, issue management, and reporting controls
- Coordinate cross-functional inputs and stakeholder sign-offs across Risk, Finance, and the Front Office
- Act as SME for regulatory reporting methodology and requirements
- Support regulatory exams, audit interactions, and remediation efforts
Qualifications:
- 10 years of experience in regulatory reporting, stress testing, or risk management within banking
- Strong experience with FR Y-14A / Q (Schedule L highly preferred)
- Deep understanding of CCAR / stress testing frameworks and regulatory expectations
- Experience building reporting infrastructure and governance frameworks
- Strong stakeholder management across multiple business lines
- Proven ability to operate in complex, highly regulated environments
If you are interested please apply directly, or email a copy of your resume to a.kelly@hwthree.com
Salary : $175,000 - $230,000