Internal Auditor – Regulatory Compliance, Conduct and Legal

Our purpose – Opening up a world of opportunity – explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We’re bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world – for our customers, our people, our investors, our communities and the planet we all share.

The primary role of Global Internal Audit (GIA) is to help the Board and Executive Management to protect the assets, reputation, and sustainability of the HSBC Group. GIA provides independent and objective assurance over the design and operating effectiveness of the Group’s framework of risk management, control and governance processes. GIA possesses specialized capabilities and skills through its versatile, inquisitive, and diverse team of global professionals.

As our Internal Auditor, Regulatory Compliance, Conduct and Legal (RCCL) Audit, you will:

• Support the US RCCL Audit team in delivering annual RCCL audit plan and effectively participate in audit engagements and issue validations
• Support colleagues in identifying key processes, risks, controls, and any exceptions in design or operating effectiveness
• Document process walkthroughs, Visio process flowcharts, and support for process outcome and control testing
• Deliver high-quality work with minimal errors
• Manage workload efficiently and be proactive in learning and adapting to new areas
• Provide analytical support to the RCCL audit colleagues to improve the effectiveness of sample selection, testing and continuous auditing
• Collaborate with colleagues and partners around the globe to learn new processes and methodologies

You´ll likely have the following skills to succeed in this role:

• Relevant professional work / internship experience
• Bachelors/master’s degree, all majors are considered, concentration in Business Administration or Finance a plus
• Strong analytical and communication skills
• Manage time efficiently to meet deadlines and effectively manage multiple deliverables simultaneously
• Demonstrated ability to work collaboratively in a fast-paced environment
• Ability to take ownership of tasks and see them through to completion
• Ability to acquire and understand new knowledge to assist in audits
• Invest in personal development to enhance technical and business knowledge
• Demonstrate curiosity in new areas