What are the responsibilities and job description for the AVP - Listing Regulation and Enforcement position at hkex?
Company Introduction: We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all." Job Summary: Job Duties: Responsibilities: To lead and manage a sub-team of 1 to 2 people (within a team of 7 people) responsible for a portfolio of 80 – 120 listed issuers and monitoring their Listing Rules compliance, including administrating and providing guidance on interpretation of the Listing Rules, handling listing and waiver applications and reviewing the issuers’ communications for compliance with Listing Rules requirements To carry out pro-active monitoring of listed issuers and their compliance with their continuing listing obligations, identify complex issues and emerging market trends and resolve these issues To take an active role in the development of the department by encouraging and following through on operational improvement initiatives. To take lead in training and monitoring the progress of new/ junior team members, and also assist the team leader to identify the training needs of team members and assist their developments To lead or take an active role in department work and projects covering areas/ requiring skills in project management, data analytics, information technology, newsletter/ seminars as required To provide accounting, legal and other professional support to the work of the department, particularly with respect to the review of novel and complex accounting, legal, business and financial issues Requirements: Qualified lawyers/accountants or university graduates of other relevant disciplines with at least 8 years working experience in law, accounting, corporate finance, investment banking or a related field, of which at least 2 years at management/supervisory level. Candidates with more experience will be considered for roles with more responsibility Experience that demonstrates advanced knowledge of the Listing Rules and the securities industry and its practices including securities laws and accounting practices Strong interpersonal and presentation skills and knowledge of investigative techniques and procedures Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace. Location: HKEX - Exchange Square Shift: Standard - 40 Hours (Hong Kong SAR) Scheduled Weekly Hours: 40 Worker Type: Permanent Hong Kong Exchanges and Clearing Limited (HKEX) is a publicly-traded company (HKEX Stock Code:388) and one of the world’s leading global exchange groups, offering a range of equity, derivative, commodity, fixed income and other financial markets, products and services, including the London Metals Exchange. As a superconnector and gateway between East and West, HKEX facilitates the two-way flow of capital, ideas and dialogue between China and the rest of world, through its pioneering Connect schemes, increasingly diversified product ecosystem and its deep, liquid and international markets. HKEX is a purpose-led organisation which, across its business and through the work of HKEX Foundation, seeks to connect, promote and progress its markets and the communities it supports for the prosperity of all. Discover the latest career opportunities and programmes at HKEX.