What are the responsibilities and job description for the Chief Compliance Officer (Hybrid)- Glenview, IL position at FutureRecruit?

Chief Compliance Officer (Hybrid)- Full Time

Location: Glenview, IL, 60025

What you will be doing:

Lead with Vision: Inspire and manage a talented team of compliance professionals, fostering a culture of excellence and continuous improvement.
Stay Ahead of the Curve: Monitor and anticipate regulatory changes, advising senior management on emerging risks and critical deadlines.
Innovate with Technology: Implement and leverage cutting-edge compliance technologies to enhance our surveillance capabilities.
Engage Proactively: Communicate effectively with supervisors, registered representatives, and advisory representatives, ensuring everyone is aligned and informed.
Navigate Complexities: Manage regulatory exams, inquiries, responses, and investigations with federal and state regulators, demonstrating your expertise and confidence.
Organize with Precision: Ensure timely completion of regulatory filings, audits, and internal reviews.
Lead Investigations: Administer our robust Anti-Money Laundering (AML) Program, safeguarding the firm against financial crimes.
Evaluate and Improve: Conduct thorough risk assessments and internal reviews, testing the effectiveness of our policies and procedures while driving continuous improvement.

At least 8 years in compliance, with deep knowledge of FINRA and SEC regulations.
Self-directed brokerage experience desired.
Series 7, 24, and 65/66 licenses required.
A Bachelor's Degree is essential, and CAMS certification is preferred.
Exceptional organizational, analytical, and problem-solving abilities.
Stellar written and verbal communication skills, with the ability to influence and engage at all levels.
A proven ability to multitask and thrive in a fast-paced environment.
Strong team player with excellent coaching, feedback, and listening skills.
Comprehensive understanding of regulatory requirements for broker-dealers and investment advisors, with experience across various investment products.

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