What are the responsibilities and job description for the Client onboarding specialist AML-KYC (Wealth Management Operations) position at EmployVision?
Job Details
Required Skills:
- Knowledge and understanding of account opening processes and KYC/AML rules and regulations for various account types including bank and brokerage accounts.
- Demonstrate strong analytical, problem solving, communication and organizational skills.
- Demonstrate an understanding of various forms of risk, including market, operational, legal, and regulatory.
- Demonstrate an ability to be a collaborative and effective member of a diverse and dynamic team environment, while servicing clients to the highest standards.
- Demonstrate an ability to identify and implement continuous improvement activities to support change within the department.
Required Experience:
- Minimum of 3-5 years of operational support in financial services, preferably a broker-dealer, bank, or registered investment advisor.
- Experience with client account opening processes and AML/KYC rules
- Experience in supporting and engaging with internal and external clients (e.g. Trading Desk, Wealth Management Advisors).
- High school diploma or GED (Bachelor s degree is preferred e.g. economics, business, mathematics, or related)
Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.
Salary : $40 - $50
