What are the responsibilities and job description for the Sr. Audit Manager- Treasury/Finance position at City National Bank?
Sr. Audit Manager- Treasury/Finance
Responsible for managing complex audits and supervising auditors assigned to the audit in one of the following areas:
- The bank's financial and operational audits to assess the adequacy of the banks accounting and operating control environment.
- Wealth management and fiduciary audits in corporate, employee benefit, and personal trust relationships, propriety mutual funds, investment management, broker/dealer and security sales and trading activities.
- IT audits including network, databases, operating systems, information security applications, security administration and business continuity planning.
- Compliance audits assessing the bank's compliance program to ensure processes are adequately designed and functioning effectively to meet regulatory requirements.
Assists with the development of audit budget estimates for respective area of focus.
Assists with the development of the annual risk assessment and audit plan.
Leads and performs continuous monitoring activities periodically for the area assigned.
Maintains ongoing relationships with management of auditable units.
Tracks and manages audit resources to meet the audit budget and audit plan mandates.
Complies fully with all Bank policies and procedures as well as all regulatory requirements.
Completes all required training.
Acts as a role model/mentor to lower level Auditors.
Enhances and maintains morale of the audit staff.
Performs on-the-job training of lower level auditors.
Evaluates and provides performance feedback to lower level auditors.
Reviews work of others and provides technical training as necessary to enhance lower level auditors' performance.
Keeps abreast of changes in the business, regulatory, and accounting and control environments in which City National Bank operates, especially for audit areas assigned.