What are the responsibilities and job description for the Compliance Associate position at Atlantic Group?
Location: Midtown Manhattan (Hybrid)
Compensation: $120K - $150K Bonus
Responsibilities
- Assist in the administration of the firm's compliance framework, including oversight of Code of Ethics requirements and employee certification processes
- Prepare and support regulatory reporting obligations while ensuring compliance documentation is accurately maintained
- Evaluate marketing and investor communications to ensure adherence to SEC regulations and internal compliance standards
- Support compliance testing initiatives, internal assessments, and mock examinations designed to evaluate the effectiveness of controls
- Monitor regulatory changes, analyze their impact on the organization, and help implement necessary policy and procedural updates
- Maintain and organize legal agreements, contracts, and supporting documentation
- Collaborate with investment, operations, and legal personnel to support firmwide compliance initiatives and governance standards
- Identify opportunities to enhance workflows, strengthen controls, and improve operational efficiency as the organization grows
Qualifications
- 3 years of compliance experience at an investment management firm (PE experience preferred)
- Knowledge of the Investment Advisers Act of 1940 and its related rules and regulations, as well as broad knowledge of financial industry compliance programs
- Strong time management, planning and organizational skills
- Ability to work independently but also collaborate in a team-oriented, cross functional and fast paced environment
- Strong communication skills
#48460
Salary : $120,000 - $150,000