What are the responsibilities and job description for the Compliance Specialist position at Ascendo Resources?
Regulatory Compliance Specialist
Position Overview
We are seeking a detail-oriented Regulatory Compliance Specialist to manage regulatory filings, licensing, compliance documentation, and program support.
Key Responsibilities
- Prepare, submit, and track state form and rate filings through regulatory systems.
- Coordinate filings and documentation with insurers, lenders, and third-party vendors.
- Track licenses and ensure timely renewals.
- Review and update compliance and sales materials.
- Respond to compliance questions and maintain department procedures.
- Support new program development and launches.
- Communicate compliance requirements to internal teams, agents, and dealers.
- Perform quality assurance reviews and maintain accurate records.
Qualifications
- Experience in insurance, regulatory compliance, financial services, or a related field preferred.
- Familiarity with SERFF, NAIC, or regulatory filings preferred.
- Strong attention to detail and organizational skills.
- Excellent written and verbal communication.
- Proficiency with Microsoft Office and various software systems.
- Ability to manage multiple deadlines and work effectively with internal and external partners.