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Compliance Associate
Inclusively Merrimack, NH
$57k-72k (estimate)
Full Time 2 Days Ago
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Inclusively is Hiring a Remote Compliance Associate

Inclusively is partnering with a multinational financial services company to hire a Compliance Associate.

ABOUT INCLUSIVELY:

Inclusively is a digital tech platform that connects candidates with disabilities, who may benefit from workplace accommodations, to inclusive employers. This includes all disabilities under the ADA, including mental health conditions (e.g. anxiety, depression, PTSD), chronic illnesses (e.g. diabetes, Long COVID), and neurodivergence (e.g. autism, ADHD). Applicants with one or more of these conditions are encouraged to apply; Inclusively does not require applicants to disclose their specific disability.

This role will include a blend of at-home and in-office work. Learn more about how the company has embraced Dynamic Working.

The Expertise and Skills You Bring

  • Bachelor's degree
  • Experience in financial services industry
  • Familiarity with Asset Management and the company’s affiliated investment advisors
  • You have strong organizational skills with a proven ability to multi-task with an attention to detail
  • You have the ability to understand complex regulatory and policy requirements
  • You are a validated team player with good interpersonal skills and the ability to work collaboratively across functions
  • You are able to evaluate opportunities for improvements in process through technology solutions

The Value You Deliver

  • Accurate and timely reporting of beneficial ownership based on regulatory requirements in North and South America
  • Collaborate with external partners on global regulatory reporting requirements and internal technology initiatives
  • Determine impacts to filings requirements based on internal and external factors (e.g., investment strategies, corporate restructuring, regulatory

At the company, our goal is for most people to work flexibly in a way that balances both personal and business needs with time onsite and offsite through what we’re calling “Dynamic Working”. Most associates will have a hybrid schedule with a requirement to work onsite at a company work location for at least one week, 5 consecutive days, every four weeks. These requirements are subject to change.

At the company, we value honesty, integrity, and the safety of our associates and customers within a heavily regulated industry. Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a company offer will need to go through a background investigation and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Where permitted by federal or state law, the company will also conduct a pre-employment drug screen, which will review for the following substances: Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.

Job Type: Full-time

Schedule:

  • Monday to Friday

Work Location: Hybrid remote in Merrimack, NH 03054

Job Summary

JOB TYPE

Full Time

SALARY

$84k-106k (estimate)

POST DATE

12/03/2023

EXPIRATION DATE

02/02/2024

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The job skills required for Compliance Associate include Initiative, Attention to Detail, Financial services, Financial Services Industry, Organizational Skills, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Associate. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Associate. Select any job title you are interested in and start to search job requirements.

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The following is the career advancement route for Compliance Associate positions, which can be used as a reference in future career path planning. As a Compliance Associate, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Associate. You can explore the career advancement for a Compliance Associate below and select your interested title to get hiring information.

If you are interested in becoming a Compliance Associate, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Associate for your reference.

Step 1: Understand the job description and responsibilities of an Accountant.

Quotes from people on Compliance Associate job description and responsibilities

Compliance officers organize regular training sessions for employees to communicate key regulatory changes and updates.

04/12/2022: Tallahassee, FL

Perform other compliance-related responsibilities and special projects as needed.

05/02/2022: Chico, CA

They perceive the compliance risks and regulation measures within the business.

03/04/2022: Rochester, MN

Compliance associate understands the system and be able to establish their system.

03/21/2022: Killeen, TX

A compliance officer explains and defend their point of view.

02/09/2022: Madison, WI

Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

Career tips from people on Compliance Associate jobs

Get Certifications and Continue Learning.

02/20/2022: Pascagoula, MS

Look for the Motivation of the Business.

03/31/2022: Spartanburg, SC

Proactively Work with Other Business Functions.

02/13/2022: Portsmouth, OH

Carefully Evaluate the Security and Compliance Posture of Business Associates.

03/02/2022: Elyria, OH

To execute the above tasks and to effectuate desired value, the compliance manager must possess a defined set of skills and expertise.

05/03/2022: Olympia, WA

Step 3: View the best colleges and universities for Compliance Associate.

Butler University
Carroll College
Cooper Union
High Point University
Princeton University
Providence College