Direct Hire / Permanent Position

$80k Salary Bonus GREAT Benefits

Hybrid Onsite Schedule in Phoenix, AZ

Responsibilities :

• Open new client accounts as custodians and act as a liaison with those custodians.
• Open new client accounts with third-party investment managers and serves as an operational liaison with those managers.
• Facilitate client wire requests, deposits, and journals between custodial accounts, as well as other cash movements requested by clients.
• Process account service requests initiated by advisors and / or clients.
• Maintain our internal portfolio accounting system utilizing Tamarac applications, including individual account maintenance, security re-classification, and communication with Tamarac.
• Maintain documents and records according to SEC and FINRA requirements.

Qualifications :

• 3 years of investment operational experience, used to high-volume, large wire transfers at a Registered Investment Advisor (RIA) or in another wealth management environment.
• Proficiency in Microsoft Excel in a financial context, Salesforce, Tamarac Reporting, Tamarac Trading, and / or Portfolio Center is helpful
• Familiarity with compliance requirements of the Investment Advisers Act of 1940.

Last updated : 2024-05-19