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Harrison Gray Search has partnered with a unique investment management firm to find the next member of their Governance, Risk, and Compliance team in Chicago.
The Governance, Risk & Compliance Analyst is responsible for identifying and mitigating risks across the department. These risks may include operational, regulatory, and compliance risks. The individual will consistently adhere to and review controls in place to properly verify the identity of new shareholders, suspicious activity, and fraud. The position is also responsible for executing a variety of governance and compliance programs related to relationship management, data security, escheatment, Blue Sky, anti-money laundering, market timing, and more. The team in which the job resides facilitates both internal and external audits with government entities, Big Four firms, and Self-Regulatory Organizations.
Key Responsibilities
Minimum Qualifications
Knowledge, Skills & Abilities Required
Full Time
$85k-108k (estimate)
05/30/2024
06/27/2024