Compliance Analyst/Associate - Credit Fund

Our client, one of the largest Credit Funds in the world, is seeking an Analyst/Associate to join the Compliance team in their New York office, where they will play a key role in supporting all aspects of the firm’s compliance functions. This generalist position offers the opportunity to work across multiple business areas in a dynamic and fast-paced environment. This is a hybrid role requiring 4 days in office.

Job Function

• Be knowledgeable about material non-public information and restricted list implications.
• Become familiar with a complex set of business strategies, funds, and fund guidelines.
• Interface directly with Investment Professionals in a fast-paced environment.
• Possess knowledge of AML/KYC compliance requirements.
• Conduct routine, targeted, and ad hoc testing/surveillance.
• Monitor adherence to the firm’s Code of Ethics, including personal trading, gifts and entertainment, and political contributions.
  
  
  

Job Requirements

• Bachelor’s Degree.
• 2-7 years of work experience in the financial services industry.
  
  
  

Disclosure: The hourly rates and/or salaries listed may or may not reflect total compensation packages including bonus and fringe benefits, etc., nor are the advertisement(s) posted a guarantee of a certain compensation package for a position or bona fide offer of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.

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