What are the responsibilities and job description for the Financial Advisor position at Tradewinds Wealth Management?
Financial Advisor in Training
Our Company
Tradewinds Wealth Management, LLC, is a relationship-based financial services firm striving to provide quality advice, effective implementation, and superior service to our individual and corporate clients. Dedicated to the highest ethical standards, Tradewinds Wealth Management, LLC provides comprehensive financial and insurance services.
Since its inception, Tradewinds has believed that a thorough understanding of the client's current financial situation is necessary before advice can be conferred regarding the client's future financial condition. Rather than simply selling products, our team takes a holistic approach to analyzing each client's financial goals and then developing a plan suited for their needs. Based on a foundation of time-tested approaches to investments, Tradewinds uses innovative resources to keep one eye on the market today while keeping a focus on the long-term trends.
As financial professionals, we are committed to building long-term relationships founded on mutual trust and respect. Tradewinds Wealth Management, LLC, promises to do everything in our power to keep clients focused on where they want to go, advise them on how to get there, and continually remind them of the importance of maintaining a disciplined approach to pursuing their dreams.
Job Description
The Financial Advisor in Training position is intended for those who want to become a Financial Advisor. As a Financial Advisor in Training, we will provide necessary support to obtain your Series 7, 66, and life insurance licenses. We will help you gain exposure to understanding the business and working with clients.
Training And Professional Development
We will provide you with the knowledge and skills to be a successful financial advisor regardless of previous experience. Our learning system, mentorship and ongoing coaching are designed to help employees understand the products, services, systems and tools needed to provide high quality advice to clients. You will learn the business from the bottom up.
Responsibilities
- Complete and obtain all necessary securities and insurance licensing.
- Assist in the running of the office.
- Communicate with clients and schedule/confirm appointments.
- Schedule product discussions with advisors and product specialists.
- Enter notes into Client Relationship Management tool to document interaction.
Required Qualifications
- Excellent interpersonal, listening, and communication skills.
- Ability to thrive in a fast-paced, metric driven environment.
- Ability to generate high quality relationships through phone-based conversations.
- Positive and cooperative attitude
- College degree or equivalent work experience
- Ability to pass all necessary investment and insurance licensing exams
Compensation will be a combination of salary and bonus commensurate with experience.