What are the responsibilities and job description for the Account Executive position at Thimble Island Private Wealth?
Company Description Thimble Island Private Wealth provides comprehensive wealth management services helping individuals and families address evolving financial needs from early career through retirement. The firm offers retirement planning, business owner services, estate planning, investment management, tax planning, and insurance solutions tailored to each client’s goals and circumstances. Thimble Island Private Wealth partners with LPL Financial, a registered investment advisor and member of FINRA/SIPC, to deliver securities and advisory services within appropriate regulatory frameworks. The team focuses on guiding clients through financial challenges and opportunities at each life stage so they can make informed decisions and stay aligned with their long-term objectives. Business is conducted with residents of states in which the financial professionals are properly registered or licensed, in accordance with industry regulations.
Role Description Thimble Island Private Wealth is seeking a motivated and client-focused Account Executive to join our team. This is an excellent opportunity for a licensed financial professional who is passionate about delivering exceptional client service while supporting financial advisors in a collaborative, relationship-driven environment.
Responsibilities
Serve as a primary point of contact for clients, providing responsive and professional service.
Support financial advisors with account servicing, client communications, and day-to-day operations.
Prepare client meeting materials and assist with follow-up communications.
Ensure compliance with FINRA, SEC, and firm policies and procedures.
Maintain confidentiality while handling sensitive financial information.
Contribute to a positive, team-oriented office environment.
Qualifications
Required: Securities Industry Essentials (SIE) Exam
FINRA Series 7 License or obtained within 4 months of start date
FINRA Series 66 License or obtained within 6 months of start date
2 years of experience in the financial services or wealth management industry preferred
Strong knowledge of brokerage operations and client account servicing
Excellent communication and interpersonal skills
Exceptional attention to detail and organizational abilities
Proficiency with Microsoft Office and financial services technology platforms
What We're Looking For
The successful candidate will demonstrate:
A strong commitment to delivering outstanding client experiences.
Professionalism, integrity, and discretion.
The ability to prioritize multiple tasks in a fast-paced environment.
A proactive, solutions-oriented mindset.
Strong collaboration skills and the ability to work effectively within a team.