What are the responsibilities and job description for the Assistant Vice President, Internal Audit position at The Custom Group of Companies?
What you will be doing:
Audit Delivery Management: (90%)
Audit Delivery Management: (90%)
- Execution of planning and testing for complex audits and high-level reviews, including designing test strategies, audit test papers and drafting of audit findings.
- Validation to confirm management's remediation of audit and regulatory issues.
- Tracking of management's remediation activities.
- Actively contributing to the ongoing improvement of audit practices and methodology.
- Develop and maintain working relationships with peers across the organization.
- To monitor strategic developments and highlight any unidentified risks or potential control issues.
- Proactively maintain knowledge, skills and disciplines, with on-going professional development.
- Maintain the professional standard of the Internal Audit function and work within its agreed Terms of Reference and IIA standards/guidelines, Charter and Mandate.
- Demonstrate adaptability to ensure that the audit focus is maintained on key issues, under the guidance of audit senior management.
- Experience working within Internal Audit in a financial services environment (ideally banking) and / or financial and operational audit experience across a range of business audits in a financial institution.
- Ability to provide technical subject matter expertise during integrated operational audits.
- Strong analytical skills.
- Experience of dealing with all levels of management.
- Excellent communication skills, both written and verbal.
- Experience and understanding of regulatory requirements, e.g., FRBNY.
- Must have 5 years of relevant industry and auditing experience
- Degree level education
- Qualified Accountant (desirable) - ACA / ACCA (UK), CPA (US)
- Audit Certifications (desirable) – CMIIA (UK), CIA (US)