What are the responsibilities and job description for the Compliance Specialist position at TBG | The Bachrach Group?
Are you analytical and detail oriented? Do you have a legal/paralegal, compliance, and/or audit background? Are you looking for a role in which every day brings something different? Our client is looking to add a Compliance Specialist to their team to build the compliance and audit culture up and out at the organization, finetune policies and procedures in their niche financial services industry sector, assist with licensing and audits, assess risk, and educate the company and it’s employees on how compliance fits into the regulations. Need someone who has excellent communication skills and a desire to act as a bridge for the organization, works well with all teams. MUST have some familiarity with a similar industry such as financial services, banking, mortgage, collections, accounts receivable. A paralegal, compliance and/or audit background is ideal.
- Develop, implement, and oversee the organization’s compliance program to meet federal, state, and industry laws
- Conduct internal and external audits
- Identifying areas of vulnerability and risk
- Provide expertise and guidance in interpreting policies
- Keeping informed about changes in laws
- Knowledge of FDCPA, ECOA, and UDAAP is a plus
Must be open to traveling 10%
