What are the responsibilities and job description for the Personal Financial Advisor position at Tall Oaks Advisors, Inc.?
Company Description Tall Oaks Advisors, Inc. is a registered investment advisor providing clients with personalized investment advice and financial guidance. Securities are offered through LPL Financial, Member SIPC, a separate entity that provides brokerage services and regulatory oversight. Tall Oaks Advisors, Inc. focuses on delivering compliant, transparent, and client-centered advisory services in coordination with LPL Financial. The firm maintains clear separation between advisory and brokerage functions to ensure objective, fiduciary-focused recommendations. Applicants can learn more about registration and service availability by visiting www.talloaksadvisors.com.
Role Description The Financial Advisor is responsible for providing comprehensive financial planning and investment advisory services to individual and business clients. Day-to-day activities include meeting with clients in person at the Leawood, KS office, assessing their financial goals, risk tolerance, and timelines, and developing tailored investment and financial strategies. The role involves preparing and presenting financial plans, managing and reviewing client portfolios, monitoring market conditions, and making recommendations consistent with regulatory requirements and firm policies. The Financial Advisor will also maintain detailed documentation of client interactions, ensure compliance with LPL Financial and Tall Oaks Advisors, Inc. standards, and participate in ongoing professional development. This is a full-time, on-site role based in Leawood, KS.
Qualifications
- Strong knowledge of financial planning, investment products, and portfolio management, with the ability to develop and explain tailored strategies to clients.
- Experience in client relationship management, including conducting in-person meetings, understanding client needs, and providing clear, professional communication.
- Solid analytical and quantitative skills to interpret financial data, market trends, and risk profiles for decision-making and recommendations.
- Demonstrated commitment to regulatory compliance, ethical standards, and fiduciary responsibilities within a registered investment advisor environment.
- Relevant licenses and registrations (such as Series 7, Series 66, and applicable state insurance licenses).
- Bachelor’s degree in finance, economics, business, or a related field; advanced designations (e.g., CFP®, CFA®) are beneficial.
- Proficiency with financial planning software, CRM tools, and standard office applications; ability to maintain organized and accurate records.
- Ability to work collaboratively with internal teams and external partners, manage multiple client engagements, and prioritize tasks in an on-site office setting.