What are the responsibilities and job description for the Compliance Officer position at TalentoHC?
Compliance Officer - Temp
Talento has partnered with a large bank in Miami on a temporary search for a Compliance Officer. The Compliance Officer will support the administration and ongoing execution of a comprehensive compliance program within the financial services industry. This role requires strong independent judgment, excellent organizational skills, and experience with banking regulations, including cross-border private banking and investment activities. The ideal candidate is detail-oriented, analytical, and comfortable operating in a fast-paced, regulated environment.
Responsibilities
- Monitor, review, and research applicable laws, regulations, and internal policies to ensure ongoing compliance
- Draft, update, and maintain compliance policies and procedures, including policy management system support
- Create and maintain logs and documentation for various compliance processes
- Review and assess new products, services, or initiatives for regulatory compliance
- Design and perform compliance testing and surveillance to identify and remediate issues
- Prepare and deliver compliance training sessions
- Assist with regulatory examinations and internal audits, including preparation of responses to findings
- Gather data and prepare reports and presentations for management and governance committees
- Conduct due diligence on counterparties and respond to third-party due diligence requests
- Support compliance with Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) laws, regulations, and internal procedures
Requirements
- Legal background and/or compliance certification (e.g., CRCM, CAMS, or equivalent preferred)
- 5 years of experience in a compliance role within the financial services industry
- Strong knowledge of banking regulations, including AML/BSA
- Excellent analytical, organizational, and communication skills
- Proficiency in Excel, Tableau, and PowerPoint
- Ability to manage multiple priorities independently
- Spanish and/or Portuguese language skills are a plus