What are the responsibilities and job description for the Compliance Associate position at Stormfield Capital?
Compliance Associate Job Description
Stormfield Capital is an institutional private credit manager focused on the origination and acquisition of short-dated private mortgages.
An SEC registered investment advisor, Stormfield manages a portfolio of funds and separately managed vehicles with committed capital of over $650 million.
The Compliance Associate role is a full-time position reporting to the Chief Compliance Officer (CCO). The Compliance Associate is responsible for supporting the Chief Operating Officer (COO) in ensuring that the firm adheres to regulatory requirements, internal policies, and industry best practices.
This role involves assisting with monitoring, testing, reporting, and administrative tasks to maintain the firm's compliance with applicable laws and regulations, particularly those set forth by the Securities and Exchange Commission (SEC), the Cayman Islands Monetary Authority (CIMA), and other governing bodies.
Key Responsibilities:
- Regulatory Compliance Support
