What are the responsibilities and job description for the Private Wealth Management Associate position at Stephens?
About Stephens
We are a privately-held, family-owned investment firm. Our sophisticated intellectual capital coupled with deep financial experience means we invest with our client’s goals in mind. We offer a unique blend of investment management and wealth planning solutions as well as access to resources and guidance from our experienced professionals. In addition to private wealth management, Stephens provides investment banking services, fixed income and equities trading and sales, insurance and risk management, public finance and private capital. We have a national presence with strategic locations across the U.S. and in Europe.
ESSENTIAL DUTIES AND RESPONSIBILITIES
Stephens Analyst Program is specifically designed to provide you with the knowledge base needed to help you pursue a career as a Financial Consultant. During the program, you are fully immersed in our culture and with our experienced Private Wealth Management support team that is dedicated to business development and the growth of the department as well as working one-on-one with other Financial Consultants. These tasks include:
Bachelor’s degree in Business, Finance, Accounting or related field preferred
Knowledge, Skills & Abilities
The following registrations will be required within six months of employment:
We are a privately-held, family-owned investment firm. Our sophisticated intellectual capital coupled with deep financial experience means we invest with our client’s goals in mind. We offer a unique blend of investment management and wealth planning solutions as well as access to resources and guidance from our experienced professionals. In addition to private wealth management, Stephens provides investment banking services, fixed income and equities trading and sales, insurance and risk management, public finance and private capital. We have a national presence with strategic locations across the U.S. and in Europe.
ESSENTIAL DUTIES AND RESPONSIBILITIES
Stephens Analyst Program is specifically designed to provide you with the knowledge base needed to help you pursue a career as a Financial Consultant. During the program, you are fully immersed in our culture and with our experienced Private Wealth Management support team that is dedicated to business development and the growth of the department as well as working one-on-one with other Financial Consultants. These tasks include:
- Analyze data and develop solutions within Stephens’ platforms
- Assist the Products & Services Team using research and analytical tools to create spreadsheets, reports and presentations
- Support the Wealth Planning & Strategy Team with retirement, estate and insurance planning
- Gain experience with investment vehicles, regulatory oversight, investor education and compliance standards
- Learn the fundamentals of client relationship development, effective communication and customized wealth management strategies
Bachelor’s degree in Business, Finance, Accounting or related field preferred
Knowledge, Skills & Abilities
- A strong academic record
- Intuitive problem solving
- Microsoft Excel proficiency
- Exemplary communication skills
- A collaborative work ethic
- Basic understanding of financial markets and investment solutions
The following registrations will be required within six months of employment:
- SIE – Securities Industry Essentials
- Series 7 – General Securities Representative
- Series 66 – Uniform Combined State Law Exam