What are the responsibilities and job description for the Compliance Examiner Deputy Chief position at State of Louisiana?
About This Job
This promotional opportunity is limited to current employees of the Louisiana Department of Insurance.
The mission of the Department of Insurance is to enforce the insurance laws and regulations of the state impartially, honestly and expeditiously.
The Louisiana Department of Insurance is seeking a Compliance Examiner Deputy Chief to join the Office of Financial Solvency/Financial Examinations/Field Division. This position assists in overseeing the Department's financial examination program, supervising examination staff, and ensuring compliance with applicable insurance laws, regulations, and financial standards.
Minimum Qualifications
Two years of the required experience for the following minimum qualifications must have been at the supervisory level or above:
Eight years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
Six years of full-time experience in any field plus nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking plus five years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A bachelor’s degree with nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking plus five years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A bachelor’s degree in accounting, auditing, finance, business administration, management, economics, or statistics plus five years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
An advanced degree in accounting, auditing, finance, business or public administration, management, economics, quantitative methods, or statistics plus four years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A Certified Public Accountant (CPA) license, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA) designation plus three years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance.
Experience Substitution:
Every 30 semester hours earned from an accredited college or university will be credited as one year of experience towards the six years of full-time work experience in any field. The maximum substitution allowed is 120 semester hours which substitutes for a maximum of four years of experience in any field.
Job Specification
The official job specifications for this role, as defined by the State Civil Service, can be found here.
Job Duties:
Job Duties and Other Information
As a Compliance Examiner Deputy Chief in the Office of Financial Solvency/Financial Examinations/Field Division, you will/may:
Division/Location: Office of Financial Solvency/Financial Examinations/Field Division
Appointment Type: Promotional - limited to current employees of the Louisiana Department of Insurance
Career Progression: This position will be filled as a Compliance Examiner Deputy Chief
Compensation: The salary will be determined based on qualifications and experience within the established pay range.
How To Apply:
NO CIVIL SERVICE exam is required to be considered for this vacancy.
To apply for this vacancy, click on the “Apply” link above and complete an electronic application, which can be used for this vacancy as well as future job opportunities. Applicants are responsible for checking the status of their application to determine where they are in the recruitment process. Further status message information is located under the Information section of the Current Job Opportunities page.
For further information about this vacancy, contact:
Dr. Phillip Donagriche
Human Resources Division
Louisiana Department of Insurance
P.O. Box 94214
Baton Rouge, LA 70804
Phillip.Donagriche@ldi.la.gov
Louisiana is a State As a Model Employer (SAME) that supports the recruitment, hiring, and retention of individuals with disabilities.
Louisiana State Government represents a wide variety of career options and offers an outstanding opportunity to make a difference through public service. With an array of career opportunities in every major metropolitan center and in many rural areas, state employment provides an outstanding option to begin or continue your career.
As a State Employee, You Will Earn Competitive Pay, Choose From a Variety Of Benefits, And Have Access To a Great Professional Development Program:
Insurance Coverage More information can be found at https://info.groupbenefits.org/
Parental Leave – Up to six weeks paid parental leave
More information can be found at https://www.civilservice.louisiana.gov/Parental-Leave/Default.aspx
Holidays and Leave – State employees receive the following paid holidays each year:
Retirement – State Of Louisiana Employees Are Eligible To Participate In Various Retirement Systems (based On The Type Of Appointment And Agency For Which An Employee Works). These Retirement Systems Provide Retirement Allowances And Other Benefits For State Officers And Employees And Their Beneficiaries. State Retirement Systems May Include (but Are Not Limited To):
NOTE: You must be a permanent employee of the Louisiana Department of Insurance to be eligible for this position. Are you currently a permanent employee of the Louisiana Department of Insurance?
Have you completed nine (9) semester hours in accounting from an accredited college or university?
If you answered "yes" to the previous question, please type each course name, semester hours earned, and the accredited institution. If you answered "no", type N/A. Example: ACCT 2001 - Introductory Financial Accounting - 3 hrs - LSU
04
Have you completed an additional fifteen (15) semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking?
If you answered "yes" to the previous question, please type each course name, semester hours earned, and the accredited institution. If you answered "no", type N/A. Example: ACCT 2001 - Introductory Financial Accounting - 3 hrs - LSU
06
Do you possess a Certified Public Accountant (CPA) certificate, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE) or Certified Internal Auditor (CIA) designation?
Please enter your certification number, original issue date, and next renewal date below. If you answered "no," please enter N/A.
08
Do you possess a bachelor's or master's degree in one of the following fields: accounting, auditing, finance, business or public administration, management, economics, quantitative methods, or statistics?
This promotional opportunity is limited to current employees of the Louisiana Department of Insurance.
The mission of the Department of Insurance is to enforce the insurance laws and regulations of the state impartially, honestly and expeditiously.
The Louisiana Department of Insurance is seeking a Compliance Examiner Deputy Chief to join the Office of Financial Solvency/Financial Examinations/Field Division. This position assists in overseeing the Department's financial examination program, supervising examination staff, and ensuring compliance with applicable insurance laws, regulations, and financial standards.
Minimum Qualifications
Two years of the required experience for the following minimum qualifications must have been at the supervisory level or above:
Eight years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
Six years of full-time experience in any field plus nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking plus five years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A bachelor’s degree with nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking plus five years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A bachelor’s degree in accounting, auditing, finance, business administration, management, economics, or statistics plus five years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
An advanced degree in accounting, auditing, finance, business or public administration, management, economics, quantitative methods, or statistics plus four years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A Certified Public Accountant (CPA) license, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA) designation plus three years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance.
Experience Substitution:
Every 30 semester hours earned from an accredited college or university will be credited as one year of experience towards the six years of full-time work experience in any field. The maximum substitution allowed is 120 semester hours which substitutes for a maximum of four years of experience in any field.
Job Specification
The official job specifications for this role, as defined by the State Civil Service, can be found here.
Job Duties:
Job Duties and Other Information
As a Compliance Examiner Deputy Chief in the Office of Financial Solvency/Financial Examinations/Field Division, you will/may:
- Direct and coordinate financial examinations of insurers to ensure compliance with applicable laws, regulations, and financial standards.
- Supervise in-house and contract financial examiners, including assigning work, evaluating performance, and providing training.
- Develop and implement examination policies, procedures, and standards to ensure consistency and effectiveness.
- Oversee examination reports and documentation supporting NAIC accreditation requirements.
- Coordinate with the NAIC and other state insurance regulators on multistate examinations and regulatory matters.
- Meet with insurance company representatives and other stakeholders to address examination findings and resolve regulatory concerns.
- Advise agency leadership on insurers' financial condition, examination findings, and regulatory issues.
- Conduct complex examinations, assist with administrative functions, and perform other duties as assigned.
Division/Location: Office of Financial Solvency/Financial Examinations/Field Division
Appointment Type: Promotional - limited to current employees of the Louisiana Department of Insurance
Career Progression: This position will be filled as a Compliance Examiner Deputy Chief
Compensation: The salary will be determined based on qualifications and experience within the established pay range.
How To Apply:
NO CIVIL SERVICE exam is required to be considered for this vacancy.
To apply for this vacancy, click on the “Apply” link above and complete an electronic application, which can be used for this vacancy as well as future job opportunities. Applicants are responsible for checking the status of their application to determine where they are in the recruitment process. Further status message information is located under the Information section of the Current Job Opportunities page.
- Information to support your eligibility for the position must be included in the application (i.e., relevant, detailed experience/education). Resumes will not be accepted in lieu of completed education and experience sections. Applications may be rejected if incomplete.
For further information about this vacancy, contact:
Dr. Phillip Donagriche
Human Resources Division
Louisiana Department of Insurance
P.O. Box 94214
Baton Rouge, LA 70804
Phillip.Donagriche@ldi.la.gov
Louisiana is a State As a Model Employer (SAME) that supports the recruitment, hiring, and retention of individuals with disabilities.
Louisiana State Government represents a wide variety of career options and offers an outstanding opportunity to make a difference through public service. With an array of career opportunities in every major metropolitan center and in many rural areas, state employment provides an outstanding option to begin or continue your career.
As a State Employee, You Will Earn Competitive Pay, Choose From a Variety Of Benefits, And Have Access To a Great Professional Development Program:
Insurance Coverage More information can be found at https://info.groupbenefits.org/
Parental Leave – Up to six weeks paid parental leave
More information can be found at https://www.civilservice.louisiana.gov/Parental-Leave/Default.aspx
Holidays and Leave – State employees receive the following paid holidays each year:
- New Year's Day
- Martin Luther King, Jr. Day,
- Mardi Gras,
- Good Friday,
- Memorial Day,
- Independence Day,
- Labor Day,
- Veteran's Day,
- Thanksgiving Day and Christmas Day.
- Additional holidays may be proclaimed by the Governor
Retirement – State Of Louisiana Employees Are Eligible To Participate In Various Retirement Systems (based On The Type Of Appointment And Agency For Which An Employee Works). These Retirement Systems Provide Retirement Allowances And Other Benefits For State Officers And Employees And Their Beneficiaries. State Retirement Systems May Include (but Are Not Limited To):
- Louisiana State Employees Retirement System (www.lasersonline.org). LASERS has provided this video to give you more detailed information about their system
- Teacher's Retirement System of Louisiana (www.trsl.org),
- Louisiana School Employees Retirement System (www.lsers.net), among others
NOTE: You must be a permanent employee of the Louisiana Department of Insurance to be eligible for this position. Are you currently a permanent employee of the Louisiana Department of Insurance?
- Yes
- No
Have you completed nine (9) semester hours in accounting from an accredited college or university?
- Yes
- No
If you answered "yes" to the previous question, please type each course name, semester hours earned, and the accredited institution. If you answered "no", type N/A. Example: ACCT 2001 - Introductory Financial Accounting - 3 hrs - LSU
04
Have you completed an additional fifteen (15) semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking?
- Yes
- No
If you answered "yes" to the previous question, please type each course name, semester hours earned, and the accredited institution. If you answered "no", type N/A. Example: ACCT 2001 - Introductory Financial Accounting - 3 hrs - LSU
06
Do you possess a Certified Public Accountant (CPA) certificate, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE) or Certified Internal Auditor (CIA) designation?
- Yes
- No
Please enter your certification number, original issue date, and next renewal date below. If you answered "no," please enter N/A.
08
Do you possess a bachelor's or master's degree in one of the following fields: accounting, auditing, finance, business or public administration, management, economics, quantitative methods, or statistics?
- Yes
- No
- Required Question