What are the responsibilities and job description for the AML Analyst position at Software Guidance & Assistance, Inc. (SGA, Inc.)?
Software Guidance & Assistance, Inc., (SGA), is searching for an AML Analyst for a contract assignment with one of our premier Financial Services clients in Irving, TX.
Responsibilities :
The CEER Intermediate Associate Analyst is an entry-level position responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to assist in conducting reviews to determine whether relationship exit is warranted.
SGA is an Equal Opportunity Employer and does not discriminate on the basis of Race, Color, Sex, Sexual Orientation, Gender Identity, Religion, National Origin, Disability, Veteran Status, Age, Marital Status, Pregnancy, Genetic Information, or Other Legally Protected Status. We are committed to providing access, equal opportunity, and reasonable accommodation for individuals with disabilities in employment, and our services, programs, and activities. Please visit our company EEO page to request an accommodation or assistance regarding our policy.
Responsibilities :
The CEER Intermediate Associate Analyst is an entry-level position responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to assist in conducting reviews to determine whether relationship exit is warranted.
- Assist with AML Review/investigations of account activity
- Document and report the review/investigation findings and prepare case files with the required supporting documentation
- Assist with disposing cases according to agreed upon business Service Level Agreements (SLAs)
- Follow-up with additional point(s) of contact as needed to identify additional information in support of the case
- Reviewing investigative history including SAR filings to disposition account closure recommendations
- Draft written recommendations for relationship closure where appropriate
- Communicate with senior management on compliance, legal and business AML issues
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding the firm, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
- This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
- Bachelor's/University degree or equivalent experience
- 1-2 years, more if possible preferred*
- Proficient in MS Office
- Effective verbal and written communication skills
- Comprehensive knowledge of AML regulations preferred
- Experience in writing and preparing SARs preferred
SGA is an Equal Opportunity Employer and does not discriminate on the basis of Race, Color, Sex, Sexual Orientation, Gender Identity, Religion, National Origin, Disability, Veteran Status, Age, Marital Status, Pregnancy, Genetic Information, or Other Legally Protected Status. We are committed to providing access, equal opportunity, and reasonable accommodation for individuals with disabilities in employment, and our services, programs, and activities. Please visit our company EEO page to request an accommodation or assistance regarding our policy.