What are the responsibilities and job description for the Internal Audit Associate position at Social Capital Resources?
A top-tier Financial Services Firm in Midtown is seeking an Internal Audit Associate for a permanent position!
Responsibilities:
- Responsible for conducting walkthroughs, leading audits, developing solid working relationships with management and stakeholders, and assisting with the preparation of SOX compliance documentation including risk & control matrices, process narratives, and flowcharts.
- Responsible for the planning and execution of operational and technology audits, administration of our enterprise risk management program, and the evaluation of the design and operating efficiency of our internal controls over financial reporting program
- Develops and executes audit procedures, performs complex analysis, uses appropriate general and audit-specific technology, and provides sufficient evidence to conclude on the adequacy and effectiveness of the internal control system.
- Ensures compliance with applicable laws, regulations, policies, and procedures. Verifies the reasonableness of financial data.
Qualifications:
- 3-5 years of experience with internal audit, public accounting, or internal control, including knowledge of auditing standards and procedures, and appropriate domestic and international accounting and auditing processes, laws, rules and regulations.
- Bachelor's degree
- CPA, CISA, CIA, CFE
- Experience with Sarbanes-Oxley compliance is preferred
- Strong skills with Microsoft Office product suite
- Experience with implementing and administering Governance Risk & Compliance