What are the responsibilities and job description for the Financial Advisor position at Shores Financial?
Company Description
Shores Financial is dedicated to helping clients succeed in life by supporting their financial goals and long-term dreams while navigating everyday challenges. The firm provides securities and advisory services through LPL Financial, a registered investment advisor and Member SIPC, ensuring clients receive professional and compliant guidance. Financial professionals at Shores Financial LLC work with residents in states where they are properly registered or licensed, maintaining a high standard of regulatory integrity. The organization values trust, transparency, and client-centered service, offering a supportive environment for both clients and team members.
Role Description
The Financial Advisor role at Shores Financial is a full-time, on-site position based in Springfield, IL. The advisor will meet with clients to assess their financial situations, identify needs, and develop personalized financial plans and strategies. Day-to-day responsibilities include providing guidance on investments, retirement planning, and overall financial health, as well as monitoring portfolios and adjusting recommendations as market and personal circumstances change. The advisor will prepare reports, maintain accurate client records, and ensure all activities comply with regulatory requirements and firm policies. Collaboration with internal partners, ongoing professional development, and proactive communication with clients are key aspects of this role.
Qualifications
Have acredited Series 7 & 66 or 63 65 Licensing.
- Candidates should possess skills in Financial Planning and Financial Advisory to design and implement tailored strategies for diverse client needs.
- Candidates should possess skills in Finance and Investments to analyze markets, evaluate products, and construct appropriate portfolios.
- Candidates should possess skills in Retirement Planning to help clients prepare for and manage income needs throughout retirement.
- Strong interpersonal, communication, and client relationship skills, with the ability to explain complex concepts clearly and build long-term trust.
- Relevant licenses and registrations (such as securities licenses) or the ability to obtain them as required; prior experience in wealth management or financial services is beneficial.
- Optional* Bachelor’s degree in Finance, Economics, Business, or a related field preferred, along with a commitment to ongoing professional education and ethical practice.