Senior Manager, Regulatory Reporting Governance & Controls

Overview

Lead governance, control oversight, and regulatory reporting initiatives within a complex banking environment. Partner with stakeholders across Finance, Treasury, Risk, Operations, Product Control, Technology, Compliance, and Audit to strengthen reporting processes, enhance controls, support regulatory requirements, and drive operational improvements.

This role serves as a key advisor on regulatory reporting governance, issue management, control effectiveness, and reporting integrity while supporting strategic initiatives related to regulatory change, process improvement, and automation.





Key Responsibilities

• Lead governance and control activities supporting financial and regulatory reporting processes.
• Partner with business and control functions to enhance reporting accuracy, transparency, and operational effectiveness.
• Assess reporting processes, reconciliations, data flows, and control activities to identify risks, emerging issues, and improvement opportunities.
• Coordinate issue management activities, including root cause analysis, corrective action planning, escalation, and remediation tracking.
• Support the production, governance, and oversight of key regulatory submissions, including FR Y-15, Y-9C, Call Reports, CCAR/Y-14, FFIEC reporting, and other regulatory filings as applicable.
• Develop executive reporting, management dashboards, key risk indicators, and governance committee materials.
• Support internal audits, regulatory examinations, and supervisory reviews by coordinating responses, documentation, and stakeholder engagement.
• Maintain policies, procedures, standards, and governance documentation supporting Finance and regulatory reporting functions.
• Partner with Technology and Operations teams to improve data quality, reporting infrastructure, workflow management, and automation capabilities.
• Lead strategic initiatives involving regulatory change management, reporting transformation, process modernization, and control enhancements.
• Promote the use of analytics, artificial intelligence, and emerging technologies to improve operational efficiency and reporting oversight.
• Influence senior stakeholders across Finance, Risk, Audit, Compliance, and business functions to support a strong governance and control environment.
  
  

Qualifications

• Bachelor's degree in Accounting, Finance, Business, Economics, or a related discipline.
• 10 years of experience within banking, financial services, capital markets, regulatory reporting, finance controls, risk management, audit, or governance functions.
• Strong knowledge of regulatory reporting requirements, banking products, financial reporting, and control frameworks.
• Experience supporting regulatory reporting programs such as FR Y-15, Y-9C, Call Reports, CCAR/Y-14, liquidity reporting, or related banking regulatory submissions.
• Experience interacting with regulators, auditors, and governance committees within a highly regulated financial institution.
• Demonstrated success leading cross-functional initiatives and influencing stakeholders across multiple business areas.
• Strong analytical, communication, problem-solving, and executive presentation skills.
• Experience with reporting, workflow, automation, analytics, or data governance platforms is preferred.
• CPA, CIA, CFA, FRM, CISA, or equivalent professional certification is a plus.