What are the responsibilities and job description for the Head of Supervision & Trading, Boston, MA position at Santander Bank, N.A.?
Country: United States of America
Your Journey Starts Here
Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our focus is on fostering an enriching journey that empowers you to explore diverse career opportunities while nurturing your personal growth. We are committed to creating an environment where continuous learning and development are prioritized, enabling you to thrive both professionally and personally. Here, you will find ample opportunities to connect and collaborate with talented colleagues from around the world, sharing insights and driving innovation together. Join us at Santander, where you are supported by a culture of engagement and a commitment to your success.
An exciting journey awaits, if you are interested in exploring the possibilities We Want to Talk to You!
The Difference You Make
The Head of Supervision & Trading will be responsible for overseeing all trading activities and supervisory functions within the broker-dealer. This individual will ensure compliance with regulatory requirements, maintain effective risk management practices, and lead the supervision and trading teams. The role requires deep market knowledge, strong leadership, and the ability to implement policies that comply with our regulatory environment.
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Bachelor's Degree or equivalent work experience: Business, Finance, Management, or equivalent field. - Required.
9 Years Supervision & Trading in Broker Dealer - Required.
Established work history or equivalent demonstrated through a combination of work experience, training, military service, or education.
What Else You Need To Know
The base pay range for this position is posted below and represents the annualized salary range. For hourly positions (non-exempt), the annual range is based on a 40-hour work week. The exact compensation may vary based on skills, experience, training, licensure and certifications and location.
Base Pay Range
Minimum
$150,000.00 USD
Maximum
$255,000.00 USD
Link To Santander Benefits
Santander Benefits - 2025 Santander OnGoing/NH eGuide (foleon.com)
Risk Culture
We embrace a strong risk culture and all of our professionals at all levels are expected to take a proactive and responsible approach toward risk management.
EEO Statement
At Santander, we value and respect differences in our workforce. We actively encourage everyone to apply. Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any other characteristic protected by law.
Working Conditions
Frequent minimal physical effort such as sitting, standing and walking is required for this role. Depending on location, occasional moving and lifting light equipment and/or furniture may be required.
Employer Rights
This job description does not list all of the job duties of the job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated in part based upon your performance of the tasks listed in this job description. The employer has the right to revise this job description at any time. This job description is not a contract for employment and either you or the employer may terminate your employment at any time for any reason.
What To Do Next
If this sounds like a role you are interested in, then please apply.
We are committed to providing an inclusive and accessible application process for all candidates. If you require any assistance or accommodation due to a disability or any other reason, please contact us at TAOps@santander.us to discuss your needs.
Primary Location: Boston, MA, Boston
Other Locations: Massachusetts-Boston
Organization: Santander Bank N.A.
AN EQUAL OPPORTUNITY EMPLOYER M/F/Vet/Disabled/SO
Your Journey Starts Here
Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our focus is on fostering an enriching journey that empowers you to explore diverse career opportunities while nurturing your personal growth. We are committed to creating an environment where continuous learning and development are prioritized, enabling you to thrive both professionally and personally. Here, you will find ample opportunities to connect and collaborate with talented colleagues from around the world, sharing insights and driving innovation together. Join us at Santander, where you are supported by a culture of engagement and a commitment to your success.
An exciting journey awaits, if you are interested in exploring the possibilities We Want to Talk to You!
The Difference You Make
The Head of Supervision & Trading will be responsible for overseeing all trading activities and supervisory functions within the broker-dealer. This individual will ensure compliance with regulatory requirements, maintain effective risk management practices, and lead the supervision and trading teams. The role requires deep market knowledge, strong leadership, and the ability to implement policies that comply with our regulatory environment.
- Serve as the designated supervisory principal for the broker-dealer while overseeing daily supervision of registered representatives, branch offices, and trading activity.
- Review exception reports, trade blotters, and surveillance alerts to identify potential issues. Conduct branch and desk reviews, as well as periodic certifications.
- Act as liaison between senior management, compliance, operations, and sales functions.
- Manage, train, and mentor supervision and trading teams.
- Coordinate with clearing firms, counterparties, and technology providers to ensure smooth trade processing and settlement.
- Oversee the firms trading operations, ensuring best execution, proper trade reporting, and adherence to trading limits.
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Bachelor's Degree or equivalent work experience: Business, Finance, Management, or equivalent field. - Required.
9 Years Supervision & Trading in Broker Dealer - Required.
- Ability to direct, train and guide peers, subordinates and management.
- Ability to handle conflict resolution with other groups to ensure appropriate accounting guidance is followed.
- Ability to adjust to new developments/changing circumstances.
- Ability to effectively communicate and build relationships with multiple levels of the organizational structure, including senior level management.
- Ability to collaborate with multidisciplinary teams.
- Ability to multi-task and adapt/adjust to multiple demands and competing priorities.
- Ability to maintain and report on confidential information in an appropriate manner.
- Ability to convey a sense of urgency and drive issues/projects to closure.
- Ability to effectively interact with the market, executive management and vendors.
- Excellent written and oral communication skills.
- Excellent analytical, organizational and project management skills.
- Strong leadership, supervisory, and customer service skills.
- Strong risk, process, and control validation and/or assessment skills.
- FINRA Series 7, 24, and 53 licenses - Required.
- FINRA Series 4, 9/10, 65/66 licenses - Preferred.
Established work history or equivalent demonstrated through a combination of work experience, training, military service, or education.
What Else You Need To Know
The base pay range for this position is posted below and represents the annualized salary range. For hourly positions (non-exempt), the annual range is based on a 40-hour work week. The exact compensation may vary based on skills, experience, training, licensure and certifications and location.
Base Pay Range
Minimum
$150,000.00 USD
Maximum
$255,000.00 USD
Link To Santander Benefits
Santander Benefits - 2025 Santander OnGoing/NH eGuide (foleon.com)
Risk Culture
We embrace a strong risk culture and all of our professionals at all levels are expected to take a proactive and responsible approach toward risk management.
EEO Statement
At Santander, we value and respect differences in our workforce. We actively encourage everyone to apply. Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any other characteristic protected by law.
Working Conditions
Frequent minimal physical effort such as sitting, standing and walking is required for this role. Depending on location, occasional moving and lifting light equipment and/or furniture may be required.
Employer Rights
This job description does not list all of the job duties of the job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated in part based upon your performance of the tasks listed in this job description. The employer has the right to revise this job description at any time. This job description is not a contract for employment and either you or the employer may terminate your employment at any time for any reason.
What To Do Next
If this sounds like a role you are interested in, then please apply.
We are committed to providing an inclusive and accessible application process for all candidates. If you require any assistance or accommodation due to a disability or any other reason, please contact us at TAOps@santander.us to discuss your needs.
Primary Location: Boston, MA, Boston
Other Locations: Massachusetts-Boston
Organization: Santander Bank N.A.
AN EQUAL OPPORTUNITY EMPLOYER M/F/Vet/Disabled/SO
Salary : $150,000 - $255,000
