What are the responsibilities and job description for the Regulatory Compliance Specialist position at Rivers Casino Philadelphia?
Engagement Expectations
We believe that team member engagement is the basis for a great culture and superior guest service. During every interaction, we display three behaviors:
We believe that team member engagement is the basis for a great culture and superior guest service. During every interaction, we display three behaviors:
- Smile, display energy and open body language
- Proactively greet team members and guests, initiating interaction to provide service
- Always use a positive parting remark to end the conversation
- Perform independent compliance audits to determine if the company is in adherence to Federal and State regulations.
- Reviews and reports Title 31 filings.
- Evaluate transactional data for trends
- Develop and review the overall effectiveness of compliance audit programs, compliance audit work papers, procedures/policy manual updates, reports findings to management and provides recommendations.
- Identify processes risks and weaknesses, document main control points and provide evidential support for report recommendations. Follow up with Operational Leadership to communicate findings and ensure resolution.
- Assists in preparation of communications to management, auditors, and regulators.
- Maintain compliance department contact with operations team members to clarify, explain or provide data/information needed to complete incident report review.
- Perform special analysis to help ensure accurate transactional reporting
- Responsible for mandatory filings to all regulatory agencies
- Prepares work in a manner that results in a complete and evident audit trail to ensure "re- performance" standard is met.
- Reviews, reconciles and verifies documents for proper completion and accuracy.
- Consistently keeps supervisor informed of routine and non-routine issues and refers matters outside assigned scope of authority to appropriate individuals.
- Maintains positive internal customer relationships by providing prompt and appropriate responses to inquiries, issues, and concerns where appropriate.
- Any and all other tasks or projects as assigned.
- Any and all other tasks or projects as assigned.
- Associates Degree in Accounting or related field, or verifiable related experience on a year basis.
- Strong math skills. Excellent oral and written communication skills
- Strong understanding and comprehension of all relevant Title 31/Anti-Money Laundering law and regulation, gaming audits and casino operations
- Ability to maintain organization, meet deadlines, possess integrity and discretion in handling confidential information
- Knowledge of auditing procedures.
- Experience in Microsoft Excel, Proficient in Microsoft Word and Outlook.
- Possess the cognitive ability to identify potential problem areas from information presented.
- Ability to communicate with Team members and guests.
- Ability to carry out instructions furnished in written, verbal, or diagram form.
- Must be able to sit for long periods of time and view information displayed on a computer screen. Must be able to bend, reach, kneel, twist and grip items while working at assigned desk area.