Financial Advisor

Company: Axiom Wealth Strategies

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Job Summary

We are looking for a highly motivated, growth minded individual to join our fiduciary, fee-only, team centered RIA firm, taking over an existing small book of business in the Moscow, ID, area with the marketing resources provided to build your own customer base through supported prospecting. The ideal candidate would be CFP certified and demonstrate excellent communication and organizational skills with the ability to operate well independently.

This role has opportunity for rapid career advancement to lead advisor with ideal candidate desiring eventual promotion to senior advisor focused on financial planning and mentorship of future associate planners

Relocation assistance to Moscow, ID is available for the right candidate, and remote work is negotiable.

Career Advancement Based On Experience

• Associate Advisor Level 1 (0-2 years experience) – Learn financial planning the Axiom Way under a Lead Advisor. Schedule new clients for team based meetings. Series 65 required.
• Associate Advisor Level 2 (1-5 years of experience) – Assume leadership of client facing meetings and build client volume and AUM. Working towards CFP.
• Lead Advisor (3 years experience) – Begin mentoring an associate advisor and leading your own team. CFP required.
• Other future opportunities possible in our growing firm depending on skills and desire
  
  

Responsibilities

Client Planning & Support

• Assist Advisors in understanding and supporting their clients’ financial goals
• Develop and implement customized financial plans, including retirement planning, estate planning, tax strategies, investment strategies, and budgeting
• Prepare investment reviews and personalized meeting materials for advisors and their clients
• Use planning software (e.g., MoneyGuidePro, Nitrogen, Morningstar Advisor Workstation, Holistiplan and many others) to create and maintain financial scenarios and reports
• Ensure all financial plans remain current and responsive to client needs
• Research, teach, and analyze financial planning topics as needed
  
  

Portfolio Management Support

• Help design, implement, and maintain model portfolios across all client accounts
• Assign appropriate investment models to client portfolios and document changes with detailed notes
• Monitor client portfolios regularly and alert Lead Advisors to any deviations from model targets or significant performance issues
• Work with Lead Advisors and clients on non-qualified account management for tax loss/gain harvesting
• Assist with rebalancing activities, including data entry, documentation, and communication with operations staff
• Coordinate with custodians or trading platforms to ensure accuracy in portfolio implementation
• Maintain awareness of market trends and their potential impact on model portfolios
• Support investment committee work by gathering data, running reports, and participating in discussions as requested
  
  

Operational & Compliance Tasks

• Enter and track tasks in Redtail CRM; maintain accurate and timely follow-ups
• Complete Smart RIA compliance tasks within 30 days of assignment.
• Assign and manage workflows and service tasks related to compliance and client service
• Report any written client complaints promptly and appropriately
  
  

Team & Culture Engagement

• Actively participate in team meetings—be professional, punctual, and prepared
• Delegate tasks to support staff as needed and follow through on assigned responsibilities
• Maintain conduct that reflects the firm’s core values – courage, curiosity, truth, and wisdom.
• At Axiom Wealth Strategies we believe that True Wealth is found in Christ alone.
  
  

Key Performance Indicators (KPIs)

• Timely completion of investment reviews and service tasks
• Accuracy and preparedness of meeting deliverables
• Ongoing contribution to firm growth and client retention
  
  

Qualifications

• 2-3 years of financial advising
• A desire for career growth
• Committed to the career of financial advising
• Ability to bring assets or a small book of business (preferred)