What are the responsibilities and job description for the Compliance Analyst - Remote or Hybrid position at Rausch Sturm LLP?
Reporting to the Senior Compliance Attorney, the Compliance Analyst is responsible for assisting with maintaining client and regulatory compliance for Rausch Sturm. They are responsible for the compilation of data for client required reporting, regulatory controls and client audit preparation for the compliance deliverables.
Essential Duties and Responsibilities:
This list of duties and responsibilities is not all inclusive and may be expanded to include other duties and responsibilities as management may deem necessary.
- Prepares and reviews client required complaint reports
- Assists in monitoring resolution rates of consumer complaints
- Completes assigned audits and control measures
- Completion of assigned call monitoring
- Research client and regulatory requirements for process implementation
- Drafts policy and procedure documentation
- Other responsibilities as assigned
Required Skills/Abilities:
- High school diploma (or equivalent) is required; prefer a Bachelor’s degree or 1-2 years experience in a legal profession.
- Must be able to manage shifting priorities in a fast-paced, results-driven environment. Individual must be proficient in the Microsoft Suite of products.
Education and Experience:
- High school diploma (or equivalent) is required; prefer a Bachelor’s degree or 1-2 years experience in a legal profession.
Physical Requirements:
- Prolonged periods of sitting at a desk and working on a computer.
Work Environment:
The position is hybrid or remote.
Schedule:
Monday through Friday
