What are the responsibilities and job description for the Compliance Manager position at Questpro?
Growing Insurance Agency in Dallas is seeking a Compliance Manager, really need to have strong Insurance Agency experience, understanding of compliance and understanding of systems like Applied Epic and Dynamics CRM.
What You’ll Do
What You’ll Do
- Oversee all aspects of insurance licensing for agents and entities, including applications, renewals, appointments, and terminations.
- Monitor and interpret changes in state and federal insurance laws, implementing updated requirements promptly.
- Lead and formalize carrier audit processes, coordinate with internal teams, and follow up on audit findings.
- Conduct comprehensive risk assessments and support business development with regulatory feasibility reviews.
- Develop and maintain compliance policies, documentation, and training resources.
- Prepare reports and communicate compliance status and risks to senior leadership.
- Manage relationships with external vendors supporting licensing and compliance.
- Utilize systems such as Applied Epic and Dynamics CRM for compliance tracking and reporting.
- Collaborate with Legal and agency leadership to stay abreast of regulatory changes and ensure alignment with company-wide initiatives.
- Foster a culture of compliance, documentation, and continuous improvement.
- Broad experience in Property & Casualty insurance, preferably from an independent agency or enterprise (agency viewpoint, not underwriting).
- Demonstrated autonomy, initiative, and assertiveness with the ablility to work independently and thrive in ambiguous environments.
- Experience working with insurance management software, preferably systems such as Applied Epic and Dynamics CRM, for compliance tracking, licensing management, and reporting.
- Strong analytical, organizational, and communication skills; able to extract, formulate, and “tell the story” of compliance data for leaders and stakeholders.
- Passion for compliance, eager to own and elevate processes, and committed to best practices.