Investment Advisor

The Investment Advisor at Provenance Wealth Advisors (PWA) is responsible for constructing, monitoring, and managing customized investment portfolios for high-net-worth (HNW) and ultra-high-net-worth (UHNW) clients in alignment with their long-term financial goals. This role bridges investment strategy and client delivery by integrating research, risk analysis, and personalized portfolio management with high-touch client engagement. The Investment Advisor will collaborate closely with Financial Advisors, the financial planning team, and the Chief Investment Office to ensure that portfolios remain consistent with client objectives, market conditions, and the firm’s investment philosophy.

DESCRIPTION

Technical Responsibilities

• Design and manage diversified, tax-efficient investment portfolios tailored to individual client needs, goals, risk tolerance, and time horizons.

• Conduct ongoing portfolio analysis including performance attribution, rebalancing, and risk metrics.

• Implement strategic and tactical asset allocation decisions in accordance with firm investment guidelines and macroeconomic outlooks.

• Perform security selection, manager due diligence, and ongoing monitoring across asset classes (e.g., equities, fixed income, alternatives, alternatives, SMAs, ETFs, mutual funds).

• Monitor capital markets, economic indicators, and geopolitical developments to adjust portfolio positioning as needed.

• Utilize portfolio management platforms and CRM systems to track client data, trades, rebalancing, and reporting.

Client-Facing Responsibilities

• Act as a key investment resource for clients and prospects, explaining portfolio strategies, market views, and performance results in a clear and engaging manner.

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• Attend client meetings to present and review investment portfolios and respond to client inquiries.

• Support the onboarding of new clients by evaluating existing investment positions and integrating them into PWA-managed portfolios.

• Contribute to the creation of client deliverables including quarterly reports, market commentary, and customized performance reviews.

Team and Leadership Responsibilities

• Serve as a subject matter expert and internal consultant to advisors and planners on portfolio design, investment positioning, and capital market insights.

• Collaborate with the Chief Investment Office on firm-wide asset allocation models, capital market assumptions, and portfolio construction methodologies.

• Participate in the firm’s Investment Committee, contributing to discussions on asset allocation, security selection, and investment research.

• Contribute to internal investment communications, advisor education initiatives, and enhancements to the investment platform and technology tools.

• Track portfolio review calendar to ensure all client meetings are being conducted on schedule and within firm guidelines.

• Ensure all investment recommendations and actions adhere to regulatory, compliance, and fiduciary standards.

Work environment

• This role is based in a professional office environment and routinely uses standard office equipment such as computers, phones, and photocopiers.

• Occasional travel may be required to attend meetings, conferences, and client engagements.

• The role requires the ability to manage multiple priorities and work in a fast-paced, dynamic environment.

• This role requires the ability to maintain strict confidentiality regarding sensitive company and client information.

Education/Experience

• Bachelor’s degree in finance, Economics, or a related field required; MBA or advanced degree preferred.

• CFA designation strongly preferred.

• 7 years of investment management or portfolio management experience within a wealth management or RIA environment.

• Deep understanding of financial markets, asset classes, investment strategies, and portfolio construction.

• Familiarity with financial planning principles and the integration of investments into broader wealth strategies.

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Affirmative Action/EEO Statement

Provenance Wealth Advisors is an equal opportunity employer and is committed to fostering a diverse and inclusive workplace. We are dedicated to the principles of equal employment opportunity and affirmative action, and we encourage applications from all qualified individuals regardless of race, color, religion, gender, sexual orientation, national origin, age, disability, veteran status, or any other protected characteristic. We believe that a diverse workforce enriches our organization and enhances our ability to meet the needs of our clients and community.