What are the responsibilities and job description for the Director, Legal Counsel - Municipal Securities position at Page Executive?
Exciting opportunity to join investment bank's growing legal teamRole will focus on municipal securities advisory and regulatory mattersAbout Our ClientGlobal investment bank with growing legal team.Job DescriptionProvide transactional and regulatory advice to the municipal securities business, both origination and secondary tradingServe as point person for broker-dealer and securities laws related to municipal securities (Securities Act of 1933, Securities Exchange Act of 1934, MSRB rules, and related rules and regulations, including FINRA rules)Provide regulatory advice on a wide range of issues including market access, trade reporting, consolidated audit trail, data and information management and retention, automated electronic trading, advertising and marketingDraft and negotiate trading and related contracts pertaining to trading platforms, electronic trading, market data and , software licensing and direct market accessWork closely with Trading Business Management and Compliance to implement and develop internal procedures and controlsWork with litigation and regulatory investigations teams to address regulatory inquiries and document requests in a timely mannerThe Successful ApplicantJD from an accredited law schoolAdmission to the New York State Bar6 years of experience handling a wide range of legal and regulatory matters pertaining to municipal securities, ideally gained in-house at an investment bankExpertise in municipal securities and broker-dealer regulations, including : Securities Act of 1933, Securities Exchange Act of 1934, MSRB rules, and related rules and regulations, including FINRA rulesExcellent research and writing skillsExperience advising internal stakeholders on a wide range of financial productsWhat's on OfferCompetitive base salaryCash bonusEquityGrowth opportunities#J-18808-Ljbffr
