What are the responsibilities and job description for the Attorney 4 - 20086589 position at Ohio Department of Commerce?
The Division of Securities protects Ohioans’ life savings and investments
by administering and enforcing the Ohio Securities Act. This includes licensing the professionals who sell products – brokers-dealers, securities salespeople, investment advisers and investment adviser representatives – and registering products for sale.
When Ohio securities laws are violated, the division can pursue administrative
and civil actions, and criminal referrals. The division’s outreach efforts help educate
consumers, so they avoid becoming victims of financial fraud.
Duties
The Division of Securities, Enforcement section is looking for candidates to fill an Attorney 4 role. The Attorney 4 will perform the following duties, which include, but are not limited to:
Job Skills: Attorney/Legal
Organization
Commerce
Agency Contact Name and Information
Katy Zappia, katy.zappia@com.ohio.gov or (614) 995-7009
Unposting Date
Ongoing
Work Location
Riffe Tower
Primary Location
United States of America-OHIO-Franklin County-Columbus
Compensation
Pay range 14, Step 1: $39.22/hour
Schedule
Full-time
Work Hours
8:00 AM - 5:00 PM
Classified Indicator
Unclassified
Union
Exempt from Union
Primary Job Skill
Attorney/Legal
Technical Skills
Regulatory Compliance, Technical Writing, Investigation, Research
Professional Skills
Consultation, Problem Solving, Written Communication
Agency Overview
The Mission of the Ohio Department of Commerce
is promoting prosperity by protecting what matters most
Our Guiding Principles
Making An IMPACT For The Customer
by administering and enforcing the Ohio Securities Act. This includes licensing the professionals who sell products – brokers-dealers, securities salespeople, investment advisers and investment adviser representatives – and registering products for sale.
When Ohio securities laws are violated, the division can pursue administrative
and civil actions, and criminal referrals. The division’s outreach efforts help educate
consumers, so they avoid becoming victims of financial fraud.
Duties
The Division of Securities, Enforcement section is looking for candidates to fill an Attorney 4 role. The Attorney 4 will perform the following duties, which include, but are not limited to:
- Plans, directs, coordinates and conducts complex investigations of violations of the Ohio Securities Act & related white-collar crimes.
- Serves in fiduciary relationship as a management level attorney within division of securities; maintains confidential relationship with Commissioner.
- Performs research & analysis of legal issues and makes recommendations for actions to be pursued in enforcement regulatory administration.
- Responsible for hearing preparation & witness testimony (e.g., prepares questions & conducts hearings pursuant to O.R.C. 1707.23 & sworn statements under oath), prepares exhibits for use at trial or any type of dispute resolution, including settlement negotiations, and testifies at hearings and trials.
- Works with the Ohio Attorney General Executive Agencies, as well as county, state and federal prosecutors to prepare for prosecution and litigation of administrative, civil and criminal matters.
- Collaborates with other law enforcement agencies & prosecutors on joint investigations with multi-jurisdictional impact.
Job Skills: Attorney/Legal
Organization
Commerce
Agency Contact Name and Information
Katy Zappia, katy.zappia@com.ohio.gov or (614) 995-7009
Unposting Date
Ongoing
Work Location
Riffe Tower
Primary Location
United States of America-OHIO-Franklin County-Columbus
Compensation
Pay range 14, Step 1: $39.22/hour
Schedule
Full-time
Work Hours
8:00 AM - 5:00 PM
Classified Indicator
Unclassified
Union
Exempt from Union
Primary Job Skill
Attorney/Legal
Technical Skills
Regulatory Compliance, Technical Writing, Investigation, Research
Professional Skills
Consultation, Problem Solving, Written Communication
Agency Overview
The Mission of the Ohio Department of Commerce
is promoting prosperity by protecting what matters most
Our Guiding Principles
Making An IMPACT For The Customer
- Inclusive
- Motivated
- Proactive
- Accountable
- Customer-Focused
- Teamwork
Salary : $39