What are the responsibilities and job description for the Compliance Associate with Growing Hedge Fund position at OCR Alpha?
About the Company
OCR Alpha is partnering with an exciting hedge fund as it continues to build out its US Compliance team ahead of a major growth phase.
About the Role
They're looking for a Compliance Officer with around 2-5 years' experience who enjoys broad regulatory compliance work within a fast-paced trading environment.
Responsibilities
- Regulatory compliance
- Investment adviser obligations
- Personal account dealing
- Regulatory filings and disclosures
- Policies and procedures
- Day-to-day compliance advisory
- Supporting the build-out of a best-in-class compliance framework
Qualifications
Candidates could come from a hedge fund, asset manager or investment bank, with the emphasis on finding someone who is proactive, commercial and comfortable taking ownership.
Feel free to reach out if you'd like to hear more on a confidential basis.
Salary : $120,000 - $150,000