What are the responsibilities and job description for the AVP, HEAD INTERNAL AUDIT position at Oceanview Life & Annuity?
Overview:
Our mission is rooted in simplicity and transparency. We offer straightforward annuity solutions and personalized service, allowing our clients to make confident decisions about their financial futures. Recognized for our financial strength with an “A” (Excellent) rating from A.M. Best, we provide the stability and trust our clients and employees can rely on.
Why join Oceanview?
This position will report to the Oceanview Chief Executive Officer and be responsible for leading internal audit for entities within the Oceanview group, including offshore entities in Bermuda and the Cayman Islands. This will be a hybrid role 3 days in-office, in New York City. The salary range for NYC is between $157,500 to $200,000. This role is eligible for a discretionary year-end bonus. Oceanview considers several factors when extending an offer, including but not limited to, the role and associated responsibilities, a candidate’s work experience, education/training, location and key skills.
RESPONSIBILITIES:
Qualifications:
EDUCATION & EXPERIENCE:
LOCATION AND COMPENSATION:
At Oceanview Life and Annuity Company, we are more than a financial services provider – We are a team dedicated to empowering individuals on their journey toward a financially secure retirement. Founded in 2018 and backed by Bayview Asset Management – A leading investment firm with approximately $33.9 Billion in assets under management as of June 30, 2025 – We have rapidly grown to over $17 Billion in consolidated assets as of September 30, 2025.
Our mission is rooted in simplicity and transparency. We offer straightforward annuity solutions and personalized service, allowing our clients to make confident decisions about their financial futures. Recognized for our financial strength with an “A” (Excellent) rating from A.M. Best, we provide the stability and trust our clients and employees can rely on.
Why join Oceanview?
- Impactful work: Contribute to a company that genuinely makes a difference in people’s lives by simplifying retirement planning and providing peace of mind.
- Growth and innovation: Be part of a rapidly expanding organization that encourages innovation and values your ideas.
- Collaborative environment: Work alongside a team of seasoned asset managers and financial experts who are committed to excellence and professional development.
- Commitment to excellence: Join a company that prides itself on financial strength, competitive rates, and personalized solutions tailored to clients’ unique needs.
- Strong partnerships: Engage with a broad network of over 19,000 agents, independent marketing organizations, banks and broker-dealers.
At Oceanview, we believe that our employees are our greatest asset. We are committed to fostering a supportive and dynamic work environment where you can thrive both personally and professionally. If you are passionate about making a meaningful impact and advancing your career in the financial services industry, we invite you to explore opportunities with us.
Responsibilities:
We are seeking a highly experienced and strategic Internal Audit professional who would be excited to join a dynamic and highly collaborative team at a growing insurance company as the Head of the Internal Audit Function. The successful candidate will play a critical role in ensuring the effectiveness of internal controls, risk management processes, and governance structures across Oceanview. The Head of Internal Audit will provide independent, objective assurance and advisory services, contribute to enhancing operational efficiency, and ensure compliance with relevant laws, regulations, and industry standards. The individual should be comfortable sharing ideas, building relationships, and delivering high quality and impactful results to stakeholders including Executive Management and the Board of Directors. The Internal Auditor will work closely with Oceanview's Chief Risk Officer and Chief Financial Officer.
This position will report to the Oceanview Chief Executive Officer and be responsible for leading internal audit for entities within the Oceanview group, including offshore entities in Bermuda and the Cayman Islands. This will be a hybrid role 3 days in-office, in New York City. The salary range for NYC is between $157,500 to $200,000. This role is eligible for a discretionary year-end bonus. Oceanview considers several factors when extending an offer, including but not limited to, the role and associated responsibilities, a candidate’s work experience, education/training, location and key skills.
RESPONSIBILITIES:
Manage the development of a comprehensive internal audit plan for the Oceanview group which will evaluate the effectiveness of controls in place to manage significant risk exposures, ensure the integrity and reliability of information and financial reporting, safeguard company assets, and comply with laws and regulations- Ensure timely and effective execution of audits across all business areas, including finance, policy administration, operations, IT, and compliance
- Ensure audits effectively and timely identify control weaknesses, inefficiencies, and opportunities for improvement
- Ensure the company’s internal audit processes are in compliance with applicable laws, regulations, and industry standards
- Work closely with senior leadership to assess and prioritize emerging risks, regulatory changes, and other factors impacting the company’s risk profile
- Review the design and operational effectiveness of internal controls, providing insights into areas requiring strengthening
- Identify audit issues and root causes, present findings to management, and identify needed improvements to reduce identified risks
- Prepare audit deliverables including planning memos, walkthroughs, testing workpapers, and issues testing
- Lead technology compliance audits required by regulators, collaborating with Oceanview’s asset manager’s IT security team
- Assist in management in SOX controls testing
- Prepare and present Internal Audit reports to the Audit Committee
- Assist with responses to regulatory inquiries as they relate to internal audit matters
QUALIFICATIONS:
Strong knowledge of Internal Auditing methodologies, standards, tools, and processes- Extensive knowledge of insurance operations, industry regulations, and emerging risks facing the industry
- Proven experience in leading and managing audit teams, ideally in a complex, multi-faceted organization
- Strong understanding of internal controls, risk management, financial reporting, and regulatory compliance in the insurance industry
- Ability to develop and implement audit plans, with a focus on risk-based auditing and efficiency.
- Excellent leadership, communication, and interpersonal skills, with the ability to influence and work collaboratively with senior leadership, audit committees, and external stakeholders
- Analytical and critical thinking skills, with the ability to address complex audit issues and provide actionable recommendations
- Experience using technology and automation tools to enhance audit testing and data analytics
- Advanced process design and project management skills
- Dedicated team player with strong work ethic; quick learner, energetic and engaging
- Attention to detail to ensure the accuracy of reports and correspondence
- Ability to handle multiple projects and adapt to an ever-changing environment
- Excellent communication, organizational, and presentation skills
- Self-starter possessing a high degree of personal and professional leadership
EDUCATION & EXPERIENCE:
- Bachelor’s degree in Accounting, Finance, Business Administration, or a related field. A master’s degree is a plus.
- Professional certifications such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Chartered Accountant (CA), or Certified Information Systems Auditor (CISA) are highly desirable
- 10 years or more of experience in internal and/or external audit
- Experience in the insurance industry or financial services industry is a plus.
- Familiarity with relevant frameworks (e.g. COSO, ISO)
- Strong track record of delivering on audits and/or process improvement projects
- Highly analytical, with a passion for redefining the way internal audits are executed
LOCATION AND COMPENSATION:
- This role will be based out of the New York, NY office.
- This role will be Hybrid (3 days per week in the office).
- Salary range for NYC is $157,500 TO $200,000. This role is eligible for a discretionary year-end bonus.
- Salary may vary based on work experience, market conditions, location, and qualifications/training.
EEOC:
Oceanview is an Equal Employment Opportunity employer. All aspects of consideration for employment and employment with the Company are governed on the basis of merit, competence and qualifications without regard to race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, or any other category protected by federal, state, or local law.
Salary : $157,500 - $200,000