Ophthalmologist

Why a Great Opportunity

The company is a prestigious, award-winning wealth management firm. This is a great career growth opportunity for a rising professional interested in finance and wealth management. Great benefits as well!

Job Description

RIA Operations and Client Administration Associate

New York, NY.

Requires: 1-2 years of experience in the financial services industry and desire to pursue a career in wealth management operations.

Our client is a leading, independent wealth management firm with a pioneering history in the fee-only advisory sector and leadership by award-winning financial advisors.

The firm seeks a highly capable, hardworking RIA Operations and Client Administration Associateto perform a variety of operational tasks, including providing support to Financial Advisors.

You will set up and maintain client accounts, compile and complete client, custodian, and firm paperwork; and review and maintain client transactions and activity. The Client Administration Associate also may be involved with the execution of several firm-wide projects.

This position is on an Operations career track and has the significant upward potential over time. A formal training program ensures professional growth and supports continuing progress at the firm.

Duties and Responsibilities of the RIA Operations and Client Administration Associate:

• Work with clients and their custodians to open accounts and deposit and transfer funds. Handle trading and portfolio reporting.
• Assist with the review of clients' current investments and objectives, providing clients with a picture of their current portfolio composition. Assist with the creation of custom portfolios within the firm’s guidelines which the firm will manage.
• Work closely with clients and custodians to execute operational requests for new accounts, asset transfers, and other account-related tasks.
• Assist the firm’s Operations Manager in maintaining portfolio accounting and trading systems, the CRM, electric document management systems and assist with maintaining various aspects of the firm's trading software.
• Serve as a liaison between Advisors and clients, and communicate effectively with them verbally and in writing.
• Manage selected projects, ensuring tasks are complete and done on time.
  
  

Qualifications

Qualifications of the RIA Operations and Client Administration Associate:

• 1-2 years of experience in the financial services industry.
• Undergraduate degree in Finance or a related field
• Focus on Wealth Management as a career.
• Strong written, verbal, and presentation skills.
• Detail-oriented, self-starter, takes initiative.
• Team player, collaborative, able to work with effectively with others.
• Accurate, organized, able to set priorities.
• Of the highest integrity.
• Maintain a “Client-first” attitude.
• Desire and ability to work successfully in a small company environment.
  
  

Compensation and Benefits: Compensation includes salary plus incentive based on experience and industry standards. Generous benefits include: Fully Paid Medical Plan (with no in-network co-pays or deductibles), Dental, Vision, Life and AD & D, Long-Term Disability, Short-Term Disability, FSA, Generous 401(k) match, Traditional and Roth 401(k), up to $400 for gym reimbursement.

Keywords: wealth management, financial services, financial advisory, client service, CSA, CFP, portfolio management