What are the responsibilities and job description for the SRG Senior RM - Wires and Banks position at Nomura?
Role Description:
The individual in this role will oversee assigned highly complex client relationships, ensuring satisfaction, a prompt response to client needs, efficient problem resolution, contract and operational compliance, and risk mitigation. This will include utilizing deep expertise to proactively identify potential growth opportunities that will help clients achieve their goals as well as be responsible for relationships that are typically large and often span multiple products/services. A Senior Relationship Manager role requires 8 years of experience and specialized knowledge in products like ETFs, SMAs, mutual funds, and alternatives.
Skills, experience, qualifications and knowledge required:
Required:
- Bachelor's degree or the equivalent combination of education and relevant experience AND
- 8 years of total relevant work experience
- FINRA Series 6 and 63 (or equivalent)
- The ability to travel as required to meet with clients, up to 20% of the time
Preferred:
- CFA or CAIA designation preferred
FINRA Requirements:
- FINRA licenses are required and will be supported for this role.