What are the responsibilities and job description for the DEALER position at Noah Holdings?
• Order execution including US stock and Fixed income products
• Handle inquiries from clients, internal staff and counterparties
• Handle client on-boarding and conduce KYC process
• Monitor trading system and client’s orders
• Monitor and collect market information and report if necessary
• Prepare operation and execution reports for daily and monthly basis
• Coordinate the MR and System UAT testing
• Handle system fixing and enhancement
• Handle ad hoc projects in business development and regulatory requirement
• Holder of Diploma in Finance or related disciplines
• Qualified individual to carry out regulated activities (Type 1 and 4) under SFO HK
• Minimum 3 years of solid working experience in dealing of Equities and fixed income product
• Good knowledge in US stock and familiar with trading rules and regulations
• Experienced in dealing with institutional clients and professional investors is an advantage
• Ability to operate Bloomberg terminals and Hundsun Trading system is an advantage
• Proficient in English, Cantonese and Mandarin
• Self-motivated, responsible and willing to learn
