What are the responsibilities and job description for the Compliance Analyst position at Network ESC?
Your Duties and Responsibilities:
Assists in clearing Prime System generated BSA related Transaction Monitoring alerts and documents rationales.
Performs various watch list related verifications and record-keeping (OFAC/ FinCEN 314a/Japan List).
Assists in performing BSA compliance Tests as well as Corporate Compliance Tests
Assists in performing Customer/Account Profile reviews via Surety software.
Reconciles Employee Personal Trading Monitoring Program related documents.
Updates various compliance related logs and keeps track of compliance related documents.
Assists in preparing compliance testing work papers for all the tests performed/assigned.
Assist in taking minutes of any compliance related committees.
Assists with preparation of Fed/State pre-planning and introduction letter/first day letter materials.
Prepares weekly regulatory updates of upcoming regulatory changes for distribution to relevant managers.
Prepares various monthly reports.
Assists with the Annual Risk Assessment of BSA and Corporate Compliance.
Performs and assists with other duties and responsibilities as assigned by management.
Your Qualifications:
Bachelor’s Degree or equivalent with at least 2-3 years of related experience in the AML KYC Space or Transaction Monitoring alert clearance space.
Excellent organizational and communication skills (writing and interpersonal).
Proficient in Excel, Access.
Detail oriented.
Strong basic math skills required.
Good interpersonal skills and ability to work independently.
Salary : $21 - $22