Compliance Officer - Quant Trading

Compliance Officer - Quant Trading Position Details * Provide ongoing compliance advisory to the Firm’s largest portfolio manager * Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms * Address trading matters related to fully automated trading * Assist with the administration of the Firm’s global Quantitative Trading Compliance program * Monitor regulatory changes, updates and industry-wide compliance initiatives * Assist with regulatory examinations, inquiries, investigations and projects, as necessary * Assist with drafting and amending compliance related policies and procedures * Ability to create presentation materials for senior management * Prepare and conduct compliance trainings * Conduct ongoing compliance reviews Qualifications/Skills Required * 8 years of experience * Experience at a regulatory authority, bank/broker or buy-side firm addressing compliance issues within Algorithmic/Systematic trading is preferred * Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred * Strong analytical / conceptual problem-solving skills with great attention to detail * Strong sense of ownership and personal responsibility, with the ability to prioritize, multi-task, and manage deadlines * Strong written and verbal communication skills with the ability to coordinate efforts across teams * Strong project management skills with an understanding of financial markets and the investment lifecycle * Good team player with a strong willingness to participate and help others