Financial Advisor

Position Responsibilities

• Sit on Investment Committee and coordinate with team on internal & external research process.

• Meet regularly with current clients and potential customers regarding investment & financial solutions.

• Support and help facilitate Audit and Compliance infrastructure.

• Assist in general client service needs & requests for clients.

• Be conversant with applicable core record keeping systems. 

• Manage and facilitate implemented financial software and planning platforms.

• Coordinate various client transactions and general client service needs (when necessary).

• Assist with planning and preparation of seminars, training, and presentation materials.

• Follow-up on client documentation and transition validation (as needed).

• Provide referrals to other areas of the bank.

• Generate new business through branch educational meetings and referral networks.

• Generate new business based on individual and department goals.

• Any other duties or projects assigned by supervisor.

• Recognize and demonstrate the Bank’s Core Values:

  • We value and respect the contribution of each member of the team.

    • We work together to support our mutual goals.

    • We foster an inclusive, non-hierarchical environment.

    • We gain a sense of fulfillment through our contribution to the whole.

    • We manage client and company resources responsibly.

  • We are passionate about our craft.

    • Each day our effort is focused on doing better than the day before.

    • Be curious.

    • Expect the highest quality work from ourselves.

    • Enable our creativity with continuous self-improvement.

  • We go out of our way to do the right thing.

    • Going the distance to do right by our customers and colleagues.

    • Protect the confidentiality and privacy of our customers – no matter what. 

    • Embody the gold standard of professional ethics.

    • Avoid even the appearance of impropriety.

  • We are candid and kind.

    • Our integrity, built on the trust of our community and among our peers, depends on our ability to communicate with respect, honesty, and candor.

    • Have the courage to be honest.

    • Trust and empower individuals.

    • Hold each other accountable to uphold our values.

• Maintain knowledge of services in area of responsibility.

• Maintain basic knowledge of related state and federal banking compliance regulations.

• Demonstrate understanding and adherence to Bank Security procedures.

• Work within procedural limits of position.

• Any other tasks or projects assigned by supervisor.

• Education:  Bachelor’s degree or equivalent training and experience.
• Experience:  Brokerage administration experience required.
• Series 7, 66 required.  Series 65 and Life/Health/Annuity licenses preferred.
• Strong commitment to customer service and excellent interpersonal skills. Strong computer skills. 

Salary : $79,262 - $89,174