What are the responsibilities and job description for the Compliance Officer position at Madison-Davis, LLC?
A Compliance Officer opportunity with a leading financial firm and market maker providing liquidity across global markets. This role sits within the Legal and Compliance team and offers hands-on exposure to AML, policy implementation, and compliance monitoring in a dynamic trading environment.
In this role, you would work closely with trading, technology, and onboarding teams to implement and enforce policies and procedures, with a particular focus on AML compliance. You’d provide compliance advice, investigate issues, drive remediation, and help enhance processes through automation and trend analysis. The role also involves collaboration with global legal and compliance teams on cross-functional initiatives.
This is a strong opportunity for someone looking to broaden their compliance experience across trading, AML, and operational processes within a leading financial services firm.
Overview:
- Develop and implement compliance policies and procedures across multiple business units
- Collaborate with the global legal and compliance team on cross-border initiatives, with a focus on AML monitoring and reporting
- Lead compliance innovation efforts to enhance automation, streamline processes, and leverage trend analysis
- Partner with trading, technology, and other stakeholders to escalate and remediate issues identified during compliance reviews
Salary : $100,000 - $175,000