Ethics & Compliance Senior Associate – Financial Crimes & Trade Compliance

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KPMG is currently seeking an Ethics & Compliance Senior Associate – Financial Crimes & Trade Compliance

Responsibilities

• Assist in evaluating engagement and business activities for potential financial crimes and export control risk. Maintain risk documentation and escalate potential issues to the team. Support the development, maintenance, and periodic review of financial crimes and trade compliance policies and procedures
• Assist with the implementation and operation of internal controls designed to support compliance.
• Help functional stakeholders and engagement teams understand and apply export compliance requirements within their activities
• Support the design and coordination of financial crimes and export compliance training for relevant stakeholders. Assist with awareness initiatives to promote understanding of financial crime and trade compliance obligations across the firm
• Execute monitoring activities to assess compliance with ABAC, sanctions, and export control requirements. Support testing of controls and processes in accordance with established compliance plans. Draft documentation, summaries, and inputs for compliance reporting and dashboards
• Support reviews and internal inquiries related to financial crimes and trade compliance issues. Assist with tracking, documenting, and implementing corrective actions to address identified gaps
• Act with integrity, professionalism, and personal responsibility to uphold KPMG's respectful and courteous work environment
  
  

Qualifications

• Minimum three years of experience in export controls, sanctions, and/or anti-bribery and corruption
• Bachelor's degree; J.D. from an accredited college/university, or Certifications such as Certified Export Compliance Professional (CECP) or equivalent
• Experience supporting a financial crimes or export compliance program
• Working knowledge of anti-bribery and/or export compliance concepts and frameworks
• Experience with export control regulations (ITAR, EAR), including export jurisdiction and classification, specifically around technology, such as encryption, AI, cloud, and cyber
• Excellent interpersonal, verbal, research, writing, and analytical skills with strong attention to detail
• Must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future. KPMG LLP will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based visa)
  
  

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Follow this link to obtain salary ranges by city outside of CA:

https://kpmg.com/us/en/how-we-work/pay-transparency.html/?id=4754_9_25 California Salary Range: $61800 - $126800

KPMG offers a comprehensive compensation and benefits package. KPMG is an equal opportunity employer. KPMG complies with all applicable federal, state and local laws regarding recruitment and hiring. All qualified applicants are considered for employment without regard to race, color, religion, age, sex, sexual orientation, gender identity, national origin, citizenship status, disability, protected veteran status, or any other category protected by applicable federal, state or local laws. The attached link contains further information regarding KPMG's compliance with federal, state and local recruitment and hiring laws. No phone calls or agencies please.

KPMG recruits on a rolling basis. Candidates are considered as they apply, until the opportunity is filled. Candidates are encouraged to apply expeditiously to any role(s) for which they are qualified that is also of interest to them.

Los Angeles County applicants: Material job duties for this position are listed above. Criminal history may have a direct, adverse, and negative relationship with some of the material job duties of this position. These include the duties and responsibilities listed above, as well as the abilities to adhere to company policies, exercise sound judgment, effectively manage stress and work safely and respectfully with others, exhibit trustworthiness, and safeguard business operations and company reputation. Pursuant to the California Fair Chance Act, Los Angeles County Fair Chance Ordinance for Employers, Fair Chance Initiative for Hiring Ordinance, and San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.