Compliance Intern

Compliance Intern

Kennedy Capital Management LLC is a St. Louis-based, boutique investment firm that has focused on a goal of generating superior returns in the small and mid-cap domestic equity markets for our clients for more than 40 years.  We are currently seeking to add a part-time Compliance Analyst Intern to our team.

Position Summary:

Under the supervision of the Chief Compliance Officer, the Compliance Intern will work on a variety of compliance-related projects including reviewing and testing client guidelines, assisting with daily trade surveillance, and testing of the firm's compliance policies and procedures.  Candidates must be available to work approximately 20 hours per week in the office throughout the 2025 - 2026 school year.

Essential Functions:

Create and maintain Excel spreadsheets; Conduct data analysis and testing; Prepare and distribute reports; Scan documentation and perform other administrative tasks; Assist the Compliance staff as needed.

Desired Qualifications and Skills:

Candidates MUST be enrolled in college pursuing a business-oriented major, sophomore year or beyond in good academic standing (GPA of 3.0 or higher is required).

Strong interest in the stock market / investments and the legal and regulatory aspects of the financial services sector.

Self-started with excellent written and verbal communications skills.

Ability to prioritize and meet deadlines without compromising accuracy and attention to detail.

Proficiency with Microsoft Office suite (understanding of Excel functions such as VLOOKUP, SUMIF, IFERROR, etc.) is required.

Willingness to work 20 hours per week in our St. Louis office with some flexibility.

We Offer:

$16 per hour; Participation in a 401(k) program with match if age 21 or older; An environment that provides the ability to learn and grow; and Multiple team-building opportunities.

Kennedy Capital Management is an equal opportunity employer.

Salary : $16