What are the responsibilities and job description for the Surveillance Analyst position at Jobs via Dice?
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Hope you doing well,
Below Is The Job Description
Job Title:- : Trade Surveillance Analyst
Location:- Jersey City, NJ - 4 days onsite (Local candidates only)
Duration:- 6 months contract
Interview Mode:- video
Job Description ::
About the Role:
Our client, a top-tier management consulting firm, is seeking a Surveillance Analyst to join their Compliance and Monitoring team. This role involves ensuring adherence to regulatory standards and internal policies through proactive monitoring, data analysis, and collaboration across departments. The ideal candidate will combine analytical rigor with sound judgment to identify and mitigate compliance risks.
Key Responsibilities:
Senior Technical Recruiter
Virisha LLC
Phone: 1 ext 105
Address: 600 N Broad Street Suite 5 #269, Middletown, DE 19709 |
Hi
Hope you doing well,
Below Is The Job Description
Job Title:- : Trade Surveillance Analyst
Location:- Jersey City, NJ - 4 days onsite (Local candidates only)
Duration:- 6 months contract
Interview Mode:- video
Job Description ::
About the Role:
Our client, a top-tier management consulting firm, is seeking a Surveillance Analyst to join their Compliance and Monitoring team. This role involves ensuring adherence to regulatory standards and internal policies through proactive monitoring, data analysis, and collaboration across departments. The ideal candidate will combine analytical rigor with sound judgment to identify and mitigate compliance risks.
Key Responsibilities:
- Architect and implement data pipelines and analytics workflows leveraging Google Cloud Platform.
- Conduct daily monitoring and surveillance activities to ensure compliance with laws, regulations, and internal policies.
- Identify, review, and escalate potential unethical, improper, or illegal business practices.
- Perform complex reviews using deep knowledge of surveillance systems and trading behaviors.
- Evaluate and recommend investigative procedures in response to potential violations.
- Partner with Compliance, Legal, and Front Office teams to strengthen monitoring frameworks.
- Manage and clear insider trading alert backlogs while maintaining accurate, timely documentation.
- 2 5 years of experience in Trade Surveillance, Compliance Monitoring, or related disciplines within financial services.
- Strong understanding of insider trading regulations, market abuse controls, and trade surveillance systems.
- Excellent analytical, problem-solving, and communication skills.
- Demonstrated ability to handle sensitive information with professionalism, integrity, and discretion.
Senior Technical Recruiter
Virisha LLC
Phone: 1 ext 105
Address: 600 N Broad Street Suite 5 #269, Middletown, DE 19709 |