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Client Service Assistant/Paraplanner

J.M. Franklin & Company, LLC
Tarrytown, NY Full Time
POSTED ON 4/25/2026
AVAILABLE BEFORE 5/24/2026

Job Responsibilities

-         Provide support for client servicing work and follow up

-         Be part of a team that works together to provide the highest level of service

-         Onboard new client accounts

-         Meeting preparation and break down

-         Running various reports

-         Complete mandated training, assessments, performance goals and continuing education requirements

-         Participate in various training programs and seminars to increase performance of work

-         Pursue training of financial products to suit a variety of objectives and risk levels

-         Work with financial advisors to help clients to determine financial and investment needs and utilize sales skills to effectively recommend suitable financial products

-         Assist financial advisor in identifying investment referral opportunities from new clients

Key Competencies

-         Bachelor’s degree in business, finance, sales, marketing or related field

-         Required to have or pass within the first 2 years – SIE Exam, Series 7, Series 66

-         Self-confidence, personal integrity, and an understanding of fiduciary responsibility

-         Exemplary communication, presentation, time-management, analytical,  organizational and problem-solving skills. Motivated to learn and succeed

-         Talented at networking with businesses and personal communities

-         Ability to listen to client needs and provide financial solutions

-         Successful completion of background check and pre-employment assessments

-         To qualify, applicants must be legally authorized to work in the United States, without requiring, now or in the future, sponsorship for employment visa status


We offer a competitive salary of $55K, bonus and a 401(k) plan

Paid NYSE holiday schedule off

Salary : $55,000

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