What are the responsibilities and job description for the Compliance Analyst position at Insight Global?
Must-Haves
Bachelor's Degree
1-3 years of experience in a control room, conflicts management, or relevant legal/compliance role at a major financial services firm
Effective communication, strong analytical skills, and high attention to detail
Nice To Have:
Experience with system upgrades or enhancements in compliance or legal operations
Familiarity with market soundings policy and trade surveillance
Exposure to investment banking or asset management environment
Essential Job Duties Responsibilities:
Evaluate transactions to determine restricted/ watch list implications
Coordinate with legal, compliance and deal teams on list updates
Identify and escalate potential transactional conflicts
Analyze firm interactions with companies to assess conflicts of interest
Recommend and document conflict resolution strategies
Manage wall-crossing requests and trade pre-clearances
Support personal trading pre-clearance processes
Enhance systems for conflict check and list management
Track deal updates from investment teams
Overview:
Our client in the investment banking space is looking for an analyst to support the firm's compliance function. This person will focus on conflicts clearance, restricted/watch lists, and information wall management. This position requires strong analytical skills, sound judgment, and the ability to adapt to evolving systems and processes. It involves contributing to broader compliance initiatives like market soundings and trade surveillance.
Salary : $25 - $30