What are the responsibilities and job description for the ICG Regulatory Engagement Manager, Operations Coverage - VP position at Hispanic Technology Executive Council?
Serve as a regulatory engagement manager for Citi's Operations division for Institutional Clients Group (ICG) services businesses, Securities Services (SS) and Treasury and Trade Solutions (TTS), responsible for the promotion, support, monitoring and reporting on Citi's interactions with its regulators.
Key Activities include:
- Managing interactions with regulators and internal stakeholders, including but not limited to: assisting in providing oversight for supervisory engagement; coordinating and managing events related to examinations and continuous monitoring, including working with businesses and functions in negotiating scope and timing of reviews, monitoring requested data aggregation and coordinating and attending regulatory meetings with control functions and business unit personnel; and collaborating with ICG Operations senior management to provide guidance on regulatory matters and continually enhancing the framework to identify, assess, control, and monitor regulatory communication.
- Providing regular updates to management (including preparing business personnel for meetings with regulators) regarding the matters being handled
- Must have experience communicating extensively (orally and in writing) and developing effective relationships with regulators.
- Establishing and developing effective relationships with Citigroup senior management, front line, second line (including independent risk, finance, HR, and Legal), Internal Audit to obtain information / documentation to respond to regulatory requests proactively and on time with quality.
- Analyzing and summarizing information/documentation responsive to regulatory requests.
- Identifying mitigating facts and circumstances (as applicable) to respond to potential issues identified during regulatory engagement, including the various stages of the exam management lifecycle.
- Monitoring the full lifecycle of identified regulatory issues ensuring that concerns are communicated, assigned responsibility, and tracked to resolution.
- Maintaining the centralized repository where documents are stored and previous regulatory and supervisory findings, reports, and relevant documents.
- Stewarding the drafting of the firm's Response Letters and coordinating involvement of relevant internal stakeholders such as Technology and Internal Audit on the development of Corrective Action Plans and associated target dates.
Qualifications:
- 5 years of relevant experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus
- Demonstrated knowledge in financial services operations
- Experience interfacing with Regulators
- Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
- Strong written and verbal communication and interpersonal skills
- Ability to both work collaboratively and independently; ability to navigate a complex organization
- Advanced analytical skills
- Excellent project management and organizational skills and capability to handle multiple projects at one time
- Proficient in MS Office applications (Excel, Word, PowerPoint)
Education:
- Bachelor's degree
- Advanced degree MBA, JD a plus
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Job Family Group:
Risk Management-------------------------------------------------
Job Family:
Business Risk & Control------------------------------------------------------
Time Type:
Full time------------------------------------------------------
Primary Location:
New York New York United States------------------------------------------------------
Primary Location Salary Range:
$125,540.00 - $188,310.00------------------------------------------------------
Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review .
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Salary : $125,540 - $188,310
